Senior Internal Auditor

SoFi•Cottonwood Heights, UT

About The Position

The role SoFi is seeking a Senior Internal Auditor to join our Internal Audit team, reporting to the Internal Audit Manager. You’ll conduct audits and reviews across SoFi Bank, SoFi Securities, and/or SoFi Technologies. Internal Audit isn’t just about checking the boxes, we’re a strategic partner that helps SoFi grow safely and smartly. This hands-on role involves testing controls and documenting work in line with audit standards. You should have a proven ability to build relationships/partnerships and work cross-functionally to drive time-sensitive deliverables.

Requirements

Bachelor's degree in Accounting, Finance, Information Systems or a related field.
Minimum of 2-5 years of external audit, internal audit, or related experience with knowledge of general internal controls, risk management, and/or consumer regulatory compliance.
A professional certification (e.g. CPA, CIA, CISA, CRCM etc.) or desire to obtain within one year of hire.
Extensive experience and deep understanding of how to test internal controls
Strong critical thinking skills and unrelenting curiosity.
Strong understanding of audit standards, internal controls, risk assessments, and the COSO framework.
Ability to work independently with limited daily supervision and meet deadlines.
Ability to navigate through ambiguity, manage and coordinate multiple project assignments simultaneously, accept ownership and accountability for projects, and deliver on commitments.
Strong written and verbal communication skills, and experience preparing reports and presentations.
Ability to build strong relationships, curiosity, and a positive attitude

Nice To Haves

Background in Compliance, Risk, Legal, Banking, or Internal Audit
Experience testing controls related to SOX, SOC1, SOC2, privacy, compliance, crypto
Familiarity with the FRB, OCC, FDIC, and CFPB examination procedures.
Experience with AuditBoard, Tableau, Snowflake, or similar platforms.

Responsibilities

Audit Execution Identify and analyze risks, plan and prioritize audit work
Conduct process interviews, observe operations, document and analyze procedures and controls
Perform audit tests, prepare and/or review workpapers
Coach team members on how to perform and prepare audit testing
Use knowledge of financial services industry regulatory mandates to proactively identify potential risks, issues, and findings; and communicate this information to the audit team.
Perform issue follow-up, including validation testing of corrective actions
Reporting and Communication Develop audit recommendations and review issues with appropriate management
Assist in developing formal written reports for management and stakeholders
Prepare summaries of audit findings
Tools and Learning Utilize data analytics tools and AI during audits
Continue to grow knowledge of auditing, financial services, and technology through self-study and continuing education
Other Responsibilities Work on multiple projects simultaneously while meeting deadlines
Execute special assignments and other duties as assigned
Limited travel may be required