Senior Internal Auditor

Consultative Search Group-posted 2 days ago

Full-time • Senior

Los Angeles, CA

Resume

Match Score

Upload and Match ResumeTrack Jobs with Teal

A prestigious investment management firm seeks a Senior Internal Auditor to join their dynamic team. In this position you will be responsible for conducting operational, financial, and regulatory internal audits (no SOX testing). The following statements are intended to describe the general nature and level of work being performed. This is not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of team members.

Identify operational, compliance, financial, and reputational risks through risk assessment, audit and consulting activity
The ability to execute the planning, fieldwork and reporting stages of the internal audits
Leading interviews to understand current state systems, processes, and controls and assessing risk with minimal oversight and supervision
Performing walk-throughs of control processes and substantive testing, as necessary
Designing audit procedures for high-risk and complex audit areas
Designing and performing data analytic procedures to identify emerging risks and patterns
Completion of clear and concise work papers that articulate the work performed and the conclusions reached
Identifying, developing and documenting audit findings and discussing the findings with the stakeholders
Drafting audit reports and communicating audit results via verbal and written presentations to management
Advising stakeholders on the strengths and weaknesses of controls and developing effective solutions
Performing due date tracking, management follow-up, and validation testing for the remediation of audit findings
Developing and maintaining relationships with stakeholders
Drafting audit committee and other internal audit meeting materials
Performing validation testing for the remediation of audit findings
Helping to advise stakeholders on the strengths and weaknesses of controls
Performing job administration responsibilities, including creating status reports and tracking budget-to-actuals
Pursuing professional development opportunities via professional associations, certifications, and internal/external training
Performing various other tasks and special projects as required
Identifying and implementing use cases for Artificial Intelligence when conducting internal audit tasks

4-5 years of audit experience
Experience applying internal auditing standards, management principles and business practices
Experience collecting and analyzing complex data, evaluating information and drawing logical conclusions
Experience preparing for and presenting to senior audiences
Experience using data analytics to identify patterns and trends using data
Experience planning and managing project plans (includes ensuring timely completion of assigned project phases within a provided budget)
Bachelor’s degree in relevant discipline (Accounting, Finance, or Business-related field)

Internal audit experience within the asset management industry or financial services is preferred
A CPA or CIA is preferred

Track Jobs with Teal

Job Search Resources

•

Resume Builder

•

Senior Internal Auditor Resume Examples

•

Senior Internal Auditor Cover Letter Examples

Senior Internal Auditor

Job Search Resources

Tools

Career Hubs

Guides

Company