Senior Internal Auditor, Wealth Management

Voya Financial • Boston, MA

1d • Hybrid

About The Position

Together we fight for everyone’s opportunity for a better financial future. We will do this together — with customers, partners and colleagues. We will fight for others, not against: We will stand up for and champion everyone’s access to opportunities. The status quo is not good enough … we believe every individual and every community deserves access to financial opportunities. We are determined to support both individuals and communities in reaching a better financial future. We know that reaching this future depends on our actions today. Like our Purpose Statement, Voya believes in being bold and committed to action. We are committed to a work environment where the differences that we are born with — and those we acquire throughout our lives — are understood, valued and intentionally pursued. We believe that our employees own our culture and have a responsibility to foster an environment where we all feel comfortable bringing our whole selves to work. Purposefully bringing our differences together to positively influence our culture, serve our clients and enrich our communities is essential to our vision. Are you ready to join a company with a strong purpose and a winning culture? Start your Voyage – Get to Know the Opportunity: Voya Financial is looking for a Senior Auditor who will be responsible for leading the daily progress of internal audits within the Wealth Management Line of Business (LOB) of Voya Financial (Voya). The Senior Auditor is responsible for evaluating risk and controls, designing audit procedures, testing of internal controls, testing compliance with established policies and procedures and identifying opportunities to improve operational efficiency. This is a new position that has been created to support Voya’s growing Wealth Management business.

Requirements

• A minimum of a Bachelor’s degree with a major/minor or emphasis in Accounting, Finance and/or Business is required.
• 5+ years of relevant work experience within the broker dealer, investment advisory, asset management and/or financial services industry.
• Relevant experience in a public accounting, consulting or internal audit environment will be strongly considered.
• Strong financial services business/operations experience (with an emphasis on broker dealer, investment advisory and/or retirement products) will be considered.
• Knowledge of broker dealer operations and compliance matters (FINRA, SEC) highly preferred.
• Knowledge of internal controls, business and IT processes, and IIA standards.
• Knowledge and understanding of Accounting/Financial Risk, Market & Credit Risk, IT Risk and Regulatory/Compliance Risk.
• Excellent organizational, project management, problem solving, communication and interpersonal skills.
• Ability to work independently and collaboratively while managing multiple priorities in a fast-paced environment.

Nice To Haves

• Advanced degree (MBA) and/or professional certification (CPA, CFA, CIA, CISA, etc.) is desirable.
• Knowledge and experience with product offerings within the Wealth Management industry such as mutual funds, exchange-traded funds, alternative investments, IRAs, annuities, and financial planning services preferred.
• Experience with data analysis (e.g., Power BI, Tableau) and AI/GenAI/AgenticAI tools (e.g. Copilot) preferred.

Responsibilities

• Perform the planning and scoping for audits for the LOB by preparing process flows/narratives of major processes within the areas being audited to ensure proper identification of risks, key controls, and the development of appropriate testing strategies
• Ensure adequate audit testing of key controls in the LOB by: Developing the audit program, Performing and documenting testing of key controls, Reviewing audit testing performed by other team members, Reviewing and/or preparing audit issues in the event that exceptions are identified, Reviewing and/or preparing draft audit reports
• Discuss audit recommendations and reports for the LOB with Voya management
• Monitor the client’s progress/resolution efforts of issues in the LOB and follow up with management to ensure that unresolved control matters are being addressed
• Perform business review activities as well as assist with special projects as assigned by management
• Lead with passion and clarity while collaborating with peers to achieve team objectives
• Responsible for personal and team development through enhancement of business knowledge, professional skills, and contribution to the audit performance evaluation process
• Ability to travel as needed to locations across US potentially

Benefits

• Health, dental, vision and life insurance plans
• 401(k) Savings plan – with generous company matching contributions (up to 6%)
• Voya Retirement Plan – employer paid cash balance retirement plan (4%)
• Tuition reimbursement up to $5,250/year
• Paid time off – including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day.
• Paid volunteer time — 40 hours per calendar year

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Number of Employees: 251-500 employees