Senior Governance & Control Analyst – US Treasury Testing

TD Bank•Charlotte, NC

1d•$72,280 - $108,160

About The Position

The Senior Governance & Control Analyst provides specialized business governance and control guidance and support for a business or functional area and implements policies/processes and/or initiatives to meet business governance and control objectives. May provide complex reporting, analysis, testing and assessments at the functional or enterprise level and is generally a lead or SME for a given area/function. The Senior Governance & Control Analyst provides specialized business governance and control guidance and support for a business or functional area and implements policies/processes and/or initiatives to meet business governance and control objectives. This role supports quality control and regulatory testing for the following US Treasury businesses: US Liquidity Management, US Asset Liability Management, US Investments, US Capital Planning and Management (DFAST Stress Testing), and US Resolution and Recovery Planning. Experience planning and executing quality control and regulatory compliance testing are beneficial in this role, including developing testing schedules and test scripts, executing testing, and reporting results/findings. Key skills associated with this role include strong analytical skills, attention to detail, ability to prioritize, strong organizational skills, and strong communication with stakeholders.

Requirements

Undergraduate degree preferred
Broad and deep knowledge of business and risk and control environment
5+ years of relevant experience
Proficient knowledge of governance, risk and control procedures, strategies & tactics
Proficient Knowledge of current and emerging trends
Skill in mentoring/ coaching others
Skill in using analytical software tools, data analysis methods and reporting techniques
Skill in using computer applications including MS Office
Ability to communicate effectively in both oral and written form
Ability to work collaboratively and build relationships
Ability to work successfully as a member of a team and independently
Ability to exercise sound judgment in making decisions
Ability to analyze, research, organize and prioritize work while meeting multiple deadlines
Ability to process and handle confidential information with discretion

Nice To Haves

4-year degree in accounting, finance, or economics preferred
4 years of direct control testing experience preferred
Audit experience preferred

Responsibilities

Provides specialized business governance and control related advice/support to management/leadership and respective teams for area(s) of specialization
Leads on the implementation of governance and control initiatives in support of the overall business/function strategy
Manages a set of business governance and control work activities requiring coordination across multiple areas
Reviews processes and controls and connects the dots across issues and control deficiencies in order to increase standardization of solutions, processes and controls
Supports/manages the integrated implementation of policies/processes/procedures/changes across multiple functional areas
Provides subject matter expertise to projects/initiatives, and participates in identifying, designing and testing solutions and supporting implementation activities
Ensures programs/policies/practices are well-managed, meet business needs/priorities, and comply with internal/external requirements
Exercises discretion in managing communication/correspondence, information and all matters of confidentiality
Conducts research projects; supports the development/delivery of materials and presentations to management or broader audience
Adheres to enterprise frameworks or methodologies that relate to activities for own business area
May lead work streams by acting as a project lead/SME for medium-scale projects/initiatives in accordance with project management methodologies
Protects the interests of the organization – identifies and manages risks, and escalates non-standard, high-risk transactions/activities as necessary
Maintains a culture of risk management and control, supported by effective processes in alignment with risk appetite
Is knowledgeable of and complies with Bank Code of Conduct
Participates as a member of the team, supports a positive work environment and ensures timely communication
Supports team by regularly enhancing knowledge/expertise in own area and participates in knowledge transfer
Keeps current on emerging trends/developments and grows knowledge of the business, related tools and techniques
Keeps others informed about the status/progress of projects
Contributes to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices
Contributes to a fair, positive and equitable environment
Acts as a brand ambassador for your business area/function and the Bank