Senior Financial Crime Compliance Officer

Saxo Bank•Headquarters, KY

About The Position

Would you like to be part of an ambitious Compliance team where you will get an important role in supporting the business meeting regulatory requirements in a dynamic and international environment? And are you keen on bringing your extensive experience within compliance into play? Then we have the right opportunity for you in Saxo Our Compliance department supports the management of compliance risks while supporting prudent business development and growth. We have several teams in Denmark as well as abroad, each of which has their own area of responsibility, but where close collaboration is key to achieving our common goals. You will be a part of the Financial Crime & Group DPO team in Group Compliance. This team is part of the 2nd Line of Defence and is located in Saxo’s headquarters in Hellerup. We are responsible for assessing compliance risks related to financial crime, such as anti-money laundering, terrorist financing, bribery and corruption. We are supporting the business in its continued compliance with regulatory requirements, market practices as well as internal policies and procedures. As a team, we balance professionalism with a sense of humour and have an informal atmosphere – we make it fun to go to work. You will join an organisation and a Compliance department, where financial crime prevention is a core focus, and you will help us in continuously drive this important matter. Depending on your profile, you will drive activities across jurisdictions to ensure continued compliance with all applicable legislation, markets practices and internal rules and procedures We get curious people invested in the world When you work at Saxo, you become a Saxonian and part of a purpose-driven organisation, where good ideas are always taken seriously, and where you can make a true impact. We are invested in your development, and you can expect a robust career from day one when you join Saxo – no matter which role you take on. You will join 2,500 other ambitious colleagues across 15 countries and become part of an international organisation. Working in Saxo, you will get to meet colleagues from many different cultures and backgrounds, and you should know that we value diversity and inclusion and see it as a genuine source of strength to drive growth, foster innovation and position us for long-term success. We encourage an open feedback culture and supportive team environments enabling employees to grow and fulfil their career aspirations. When you bring passion, curiosity, drive and team spirit, your learning journey will be dynamic and your career opportunities in Saxo will be immense. At Saxo we don’t just offer a job – we offer an opportunity to invest in your future! We believe access to global capital markets is not only for the privileged few. Our vision is to enable people to fulfill their financial aspirations to make an impact. That’s why we use the power of technology to deliver clients what they need, when they need it in a user-friendly and personalised experience. We aim to deliver the world’s most user-friendly and personalized trading and investment platform experience, which gives our clients exactly what they need to make more informed investment decisions. Do you want to work for an extremely ambitious organisation at the cutting edge of banking and technology? You’ll be joining a company that: . Continuously strives to improve the Saxo Experience and exceed our clients’ expectations. . Always invests in the future . Builds unrivalled platforms for seasoned and experienced investors and wholesale clients that provide real-time access to global capital markets. . Consistently wins the highest accolades for our platforms, products and services. So, if you’re up for the challenge of breaking down barriers in global financial markets, we’re always looking for ambitious and enthusiastic people who share our passion for clients, technology and innovation and can bring new perspectives to our diverse team. For more on our story, culture and identity, please read the Saxo Bank Foundation, written by our CEO and founder Kim Fournais.

Requirements

We are looking for a colleague who brings extensive compliance experience, at least 10 years or even more preferably.
As part of your experience, you have worked within the areas of AML regulatory requirements, Financial Crime Prevention, risk management or similar, combined with a relevant educational background while having a relevant education background also within these areas.
We expect for you to have in-depth understanding of anti-money laundering-, tax evasion-, sanctions-, adverse media-, and terrorist financing risks and AML requirements.
Moreover, we are looking for you who are detail-oriented and can work both independently while taking an active role in teamwork and enjoy collaborating with colleagues and stakeholders across the entire organisation.
You must possess great stakeholder management skills and use your communication skills to ensure positive collaboration and progress in joined tasks, and we are looking for a colleague who always bring a positive attitude when liaising with the business.

Nice To Haves

It is a definite advantage if you thrive in an environment with constant changes and bring a positive and curios mindset to work and that you do not buy into the word ‘cannot’.

Responsibilities

Perform compliance risk assessments
Provide advice and compliance opinions to the business on managing compliance risks and regulatory requirements
Conduct compliance monitoring activities
Prepare compliance monitoring reports and contribute to regular compliance reporting to the senior management of the bank
Participate in developing the bank’s compliance framework
Interact with the business across organizational levels and seniority

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