Senior Financial Advisor

World Insurance Associates, LLC. • Waukesha, WI

7d

About The Position

The Senior Financial Advisor will deliver comprehensive financial planning and investment management services to clients.

Requirements

• Bachelor’s degree in finance, economics, business, or related field
• 5-10 years of experience in financial services or client-facing roles
• Series 65 (or ability to obtain within a specified timeframe)
• CFP® designation preferred

Nice To Haves

• Strong analytical, organizational, and communication skills
• High attention to detail and client service orientation
• Ability to learn quickly in a fast-paced advisory environment
• Proficiency with Microsoft Excel and financial planning software (e.g., Money Guide Pro, Tamarack, Junxure, Redtail)

Responsibilities

• Serve as a trusted advisor to high-net-worth and mass-affluent clients, delivering comprehensive financial planning and investment advice
• Develop and implement personalized financial plans, including retirement, tax, estate, education, and risk management strategies
• Design, manage, and monitor client investment portfolios in alignment with client goals, risk tolerance, and fiduciary standards
• Conduct regular client reviews, proactively recommending portfolio and planning adjustments as circumstances or markets change
• Build and maintain strong, long-term client relationships through exceptional service and clear communication
• Collaborate with internal teams and external professionals (CPAs, attorneys, estate planners) to deliver holistic advice
• Mentor junior advisors and support team development, as needed
• Ensure compliance with RIA regulations, internal policies, and fiduciary best practices
• Contribute to business development efforts through referrals, client retention, and strategic growth initiatives

Benefits

• 401(k) with Employer Match
• Health Insurance (with HSA option)
• Dental Insurance
• Vision Insurance
• Life Insurance
• Flexible Paid Time Off Policy
• Flexible Spending Account (FSA)
• Healthy Work/Life Balance
• Maternity/Paternity Leave Policy

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 1,001-5,000 employees