Senior Director, Enterprise Compliance
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About The Position
As the Head of Enterprise Compliance, this individual will provide strategic leadership and direction on non-product specific compliance risks that can impact Vanguard. Examples of the topical domains included under the remit of this role are Fiduciary Risk, Human Resources, IT, Finance, Data, and Vanguard's exemptive relief. Successful applicants will have deep subject matter experience in at least one of the topical domains, experience with asset management compliance, a history of successful team leadership and talent development, and a strong track record of building effective relationships with business partners to drive robust compliance risk management. This is a new role, as such, the successful candidate will need to build a vision for the team and compliance approach. Successful candidates will demonstrate comfort and energy when working with ambiguity and have experience in compliance program design. This role reports to the Vanguard Chief Compliance Officer and is a member of the Compliance Leadership Team.
