Senior Data Analyst - Surveillance

ADTM Adenza Technology de Mexico S de RL de CV•Philadelphia, PA

8d•Hybrid

About The Position

As a Market Surveillance Analyst reporting to the Director of Compliance, you'll play a critical role in protecting market integrity by monitoring trading activity, investigating alerts, and supporting Ocean's clients with their compliance and surveillance obligations. You'll help ensure markets operate fairly while providing actionable insights to internal teams and external clients. You'll thrive in this position if you're detail-oriented, analytical, and bring a passion for maintaining trust in financial markets within a fast-paced, high-impact environment.

Requirements

Bachelor's degree in business, finance, or related field, or equivalent practical experience.
3–5 years of experience in market surveillance, compliance, trading operations, or equities markets.
Strong understanding of equities markets, trading strategies, and regulatory obligations.
Excellent analytical and problem-solving skills with high attention to detail.
Clear communicator with experience preparing professional reports and working collaboratively across teams.

Nice To Haves

Experience with regulatory technology platforms or surveillance systems.
Familiarity with SEC regulations and compliance frameworks.
Advanced proficiency in Microsoft Excel and data analytics tools.
FINRA Series 7 license preferred.

Responsibilities

Analyze trading activity and investigate real-time alerts to identify potentially abusive trading behavior and market anomalies.
Prepare clear, comprehensive written reports and analyses for management and client review.
Partner with clients, legal teams, and internal stakeholders to address market surveillance inquiries and strengthen compliance programs.
Support audits, examinations, and regulatory technology projects that drive continuous improvement.
Develop and deliver training programs and maintain documentation that ensures effective surveillance practices.