Senior Compliance Testing Analyst (US)

TD Bank • Greenville, ME

282d • $4 - $4 • Remote

About The Position

At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a culture of compliance that will cascade throughout the organization. The ideal candidate will thrive in a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone with an entrepreneurial mindset—someone who can "roll up their sleeves", takes the initiative and can anticipate needs before they arise. A comfort level with ambiguity and the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most importantly, the right candidate is seeking an intellectual challenge, has a desire to learn, and is committed to building something impactful from the ground up. At TD Bank, you'll have the unique opportunity to help shape the future of the bank while collaborating with a team of enthusiastic colleagues dedicated to setting new industry standards.

Requirements

• Undergraduate degree or equivalent work experience.
• 5+ years of experience.
• Prior testing, audit or business operations experience in areas involving regulatory compliance.
• Prior experience with execution of testing or audit activities.
• Detail oriented and well-developed organizational, time management and project management skills.
• Strong verbal and written communication skills.
• Ability to manage multiple tasks and competing priorities.
• Proficiency with Microsoft Office applications.

Responsibilities

• Executes independent testing of Compliance controls/systems for assigned businesses and operational units across the Bank.
• Provides expertise on Compliance controls/processes.
• Acts as a subject matter expert for regulations applicable to business partners.
• Independently researches, reviews, and maintains expertise on banking regulations and laws.
• Helps develop test steps to test the business line against regulatory requirements.
• Performs complex analysis/testing of the business line controls/processes.
• Summarizes the results of testing and analyzes the results to identify areas of improvement.
• Assists management in writing findings and presenting these findings to business line staff and senior management.
• Oversees and/or independently performs assigned work from end to end.
• Executes more complex and/or non-standard assignments as requested.

Benefits

• Base salary and variable compensation/incentive awards.
• Health and well-being benefits.
• Savings and retirement programs.
• Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO).
• Banking benefits and discounts.
• Career development opportunities.
• Reward and recognition programs.

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree