Senior Compliance Officer

Invesco • Downers Grove, IL

1d • $100,000 - $111,000 • Hybrid

About The Position

The Senior Compliance Officer position will assist in coordinating and creating consistency across the Americas region for centralized internal and external client reporting requests to meet compliance standards and requirements, Board reporting, trade surveillance, policy and procedure review, and other compliance department needs. As a Senior Compliance Officer, you will contribute to the effective execution of compliance monitoring, testing, and regulatory support for Invesco’s 1940 Act ETFs and related accounts. You will assist business partners by interpreting policies, identifying risks, and escalating issues appropriately. You will help maintain compliance procedures, documentation, and reporting while supporting interactions with regulators and internal oversight groups. This role is ideal for a detail‑oriented compliance professional looking to expand ETF advisory compliance experience. The Senior Compliance Officer position requires knowledge of a variety of equity, fixed income, and derivative security types.

Requirements

• Bachelor’s degree preferred in finance, accounting, or a related field.
• Minimum 3 years of experience in asset management or related financial services.
• Knowledge of domestic and international securities laws (e.g., 1940 Act, etc.).
• Excellent communication and teamwork skills to collaborate with peers and business partners.

Responsibilities

• Execute day‑to‑day compliance monitoring, reporting and testing activities.
• Support responses to regulatory exams, internal audits, and ad‑hoc regulatory inquiries.
• Advise partners on policy interpretation and escalating potential issues appropriately.
• Maintain and improve compliance procedures, workflows, and documentation.
• Monitor and interpret regulatory developments affecting ETFs and investment advisers.
• Maintain accurate compliance records in alignment with regulatory and internal standards.
• Identify operational or regulatory risks and support issue tracking and remediation.
• Prepare report materials for clients and internal Boards.
• Respond to sub-advisory and institutional client inquiries.
• Complete projects and initiatives as assigned, including technology, data analysis, surveillance, and other Compliance initiatives.
• Interact with members of the global teams to assist with Compliance and Business initiatives.

Benefits

• Flexible paid time off
• Hybrid work schedule
• 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution
• Health & wellbeing benefits
• Parental Leave benefits
• Employee stock purchase plan

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 1,001-5,000 employees