As a/an Senior Compliance Officer, you will partner with global business leaders in portfolio management, trading, operations, internal audit, technology and product teams, within our active and passive businesses to provide compliance support and advice to maintain a strong compliance program. You will develop and maintain compliance policies and procedures to ensure compliance with federal securities laws, including the Investment Advisers Act of 1940, Investment Company Act of 1940 and Commodity Exchange Act. Your role will involve conducting and providing oversight of the investment guideline monitoring process, client attestations, order management process, and trade execution. You will maintain current expertise on the regulatory environment and provide guidance and analysis to the business on the implementation of new regulations with a strong focus on our risk control framework. Additionally, you will provide real-time analysis to ensure that any regulatory, client, service provider, compliance issue or concern is escalated, evaluated, investigated, and addressed in a timely manner. You will be a stakeholder in new product offerings to ensure compliance with applicable policies and procedures and regulatory requirements as well as identifying and tracking conflicts of interests. A keen understanding of global trading activities and settlement methods on different product lines (equity/fixed income/commodities/cash equivalents/mutual fund-ETFs) is essential as you will be the first point of contact for compliance advisory. You will also provide support to the wider AFC compliance team which includes colleagues from our AML-KYC, central, surveillance, marketing, compliance testing and employee compliance groups on various compliance initiatives. Furthermore, you will assist in the audits, examinations, risk assessments and review of business controls to demonstrate compliance and applicability with federal securities laws, respond to due diligence questionnaires, marketing reviews, and requests for proposals, and participate in client due diligence meetings and conduct various compliance focused training.