Senior Auditor

Ameriprise-posted 2 days ago
Full-time • Mid Level
Minneapolis, MN
5,001-10,000 employees
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Ameriprise Financial is looking to add a Senior Auditor to its asset management audit team! The individual in this role will plan and execute portions of the Risk & Control Services plan supporting Columbia Threadneedle Investment, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives, and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.

  • Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities.
  • Present objectives and results to various levels of management.
  • Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.
  • Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
  • Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.
  • Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed.
  • Coordinate with appropriate control groups in planning and executing assigned work.
  • Complete work within established timelines.
  • Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.
  • Bachelors degree or equivalent
  • Availability to travel.
  • 1-3 years in public accounting, internal audit, technology audit or related financial services field.
  • Demonstrated proficiency in basic audit skills and business knowledge.
  • Demonstrated aptitude for project leadership.
  • CIA, CISA, CPA, CFSA,CRMA
  • 2-4 years of professional experience.
  • Strong oral and written communication skills.
  • Standard desktop computing skills, PowerBI
  • vacation time
  • sick time
  • 401(k)
  • health, dental and life insurances
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