Senior Audit Manager, Enterprise Risk Management (Hybrid)

Capital One • Riverwoods, IL

78d • $155,300 - $212,700 • Hybrid

About The Position

Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Sr. Audit Manager interested in becoming part of our Risk Management Audit team. As a member of the Audit team, the candidate will have the opportunity to perform professional internal auditing work on audits of Second Line Risk Management, including areas such as Risk and Control Methodology, Risk Identification, Risk Appetite, Issue and Event Management, and Third Party Risk Management.

Requirements

• Bachelor's Degree or military experience.
• At least 7 years of experience in auditing, risk management, or a combination.
• At least 5 years of experience in leading audits and performing in the role of auditor-in-charge.

Nice To Haves

• Master's Degree in Accounting, Master's Degree in Finance or Master of Business Administration.
• Certified Internal Auditor (CIA), or Certified Public Accountant (CPA), or Certified Third Party Risk Professional (CTPRP) certification, or Operational Resilience Certification, or Accredited Payments Risk Professional (APRP).
• 10+ years of experience in auditing one or a combination of the following areas: risk management, consumer compliance, banking or financial services.
• 5+ years of experience in banking or in financial services.
• 1+ years of experience with data analytics tools in support of internal auditing.

Responsibilities

• Plan, perform, and lead large/complex audits or projects of Second Line Risk Management at the enterprise level, as well as other diverse lines of business and specialty areas.
• Design and perform audit procedures to assess enterprise-wide risk governance frameworks and verify the effectiveness of internal controls, document auditee processes and procedures, review and analyze evidence, and identify potential issues.
• Provide input into the development of the annual audit plan.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Establish and maintain working relationships with internal teams and external management.
• Effectively communicate the results of audit projects to management (written reports/oral presentations).
• Manage direct reports and project resources during audit engagements, providing feedback on work performed, as appropriate.

Benefits

• Comprehensive health benefits
• Financial benefits including performance-based incentive compensation
• Inclusive set of benefits that support total well-being

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree