About The Position

Responsible for providing legal counsel to the business, participating in strategic initiatives, providing subject matter expertise and interpretations of relevant laws, rules, regulations, and industry practices, and advising business management on legal matters impacting the business Manages day-to-day legal activities as a subject matter expert in area of responsibility and provide advisory services to business partners Partner with business/functional line management in recommending, developing and executing business initiatives within permissible statutory and regulatory frameworks Collaborate across internal lines of business and control/support functions to achieve coordinated and efficient outcomes on matters of common interest; coordinate closely with the Legal team on a regional and global basis Objectively evaluate Business proposals by applying institutional knowledge and risk appetite against industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate Manage day-to-day legal activities as a subject matter expert in area of responsibility and provide senior advisory services to business partners Negotiate, coordinate and monitor management of complex legal issues and make key decisions and provide strategic vision Proactively identifies, evaluates, and contributes to the appropriate management of legal, regulatory, and reputational risk by collaborating with ICRM & Risk, following relevant legal developments, participating in internal projects, escalating as appropriate

Requirements

  • 7+ years of relevant industry experience, preferably in financial services
  • Banking or financial industry experience, including laws related to national banks
  • Securities and secured transactions law experience, including UCC Articles 8 and 9 or similar international laws
  • An understanding of the service requirements for a securities intermediary (settlement, clearing, safekeeping, asset management, data, and financial operations)
  • Proven analytical and organizational skills
  • Consistently demonstrate clear and concise written and verbal communication for consumption by business persons
  • Knowledge of international laws, regulations and practices while staying abreast of regulatory and legal environment, internal policies and industry trends that impact the business
  • Effective communication and negotiation skills and ability to build and maintain trusted relationships
  • Excellent interpersonal, organizational and relationship management skills
  • Bar license in good standing to practice law
  • Juris Doctorate or equivalent law degree

Nice To Haves

  • Familiarity with digital assets services developments preferred

Responsibilities

  • Providing legal counsel to the business
  • Participating in strategic initiatives
  • Providing subject matter expertise and interpretations of relevant laws, rules, regulations, and industry practices
  • Advising business management on legal matters impacting the business
  • Managing day-to-day legal activities as a subject matter expert in area of responsibility
  • Providing advisory services to business partners
  • Partnering with business/functional line management in recommending, developing and executing business initiatives within permissible statutory and regulatory frameworks
  • Collaborating across internal lines of business and control/support functions to achieve coordinated and efficient outcomes on matters of common interest
  • Coordinating closely with the Legal team on a regional and global basis
  • Objectively evaluating Business proposals by applying institutional knowledge and risk appetite against industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate
  • Negotiating, coordinating and monitoring management of complex legal issues and make key decisions and provide strategic vision
  • Proactively identifying, evaluating, and contributing to the appropriate management of legal, regulatory, and reputational risk by collaborating with ICRM & Risk, following relevant legal developments, participating in internal projects, escalating as appropriate

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What This Job Offers

Job Type

Full-time

Career Level

Senior

Education Level

Ph.D. or professional degree

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