Senior Associate, Risk Management - AQA Control Towers

Capital One • Richmond, VA

7d

About The Position

Senior Associate, Risk Management - AQA Control Towers In (AQA)- Adherence Quality Assurance Monitoring Team, we foster a community of Teamwork and Collaboration to achieve shared outcomes with our partners and crossfunctional teams! We are seeking a highly-motivated associate to join our Controls Tower Team as Senior Associate Risk Manager. This person must have excellent communication skills, attention to detail, have the ability to adapt quickly and provide flawless delivery of processes within our Operations and Control related projects. The role will work well in a highly collaborative environment across multiple workstreams.The ideal candidate is someone who loves to learn, appreciates the intersection of business and risk and excels at collaborating with diverse stakeholders. Responsibilities will include but may not be limited to: Establish and maintain strong relationships with Business Teams, Data Providers, and Risk Partners Partner with Control AE’s and/or business partners to gather and document intent requirement Engage in collaborative discussions with cross functional teams to understand intent and support ongoing governance routines that span across 1st, 2nd line and 3rd line teams Balance multiple priorities and effectively execute on deliverables and projects Act as a subject matter expert to effectively partner with project customers to achieve desired outcomes Support Control Integration Testing Maintain oversight to a suite of controls Support Control Issue Management & Resolution| support the oversight of intent documentation gaps, testing results, and remediation plans Support change management activities Participate in and execute other special projects for the team on ad-hoc basis

Requirements

• High School Diploma, GED or equivalent certification
• At least 2 years of experience in Compliance Testing, Risk Management, or Project Management
• At least 1 year working with Microsoft Excel or Google Sheets
• At least 1 year of experience using data to create visual representations of proposed solutions

Nice To Haves

• 3+ years of experience in Compliance Testing, or Risk Management
• 2+ years working with Microsoft Excel or Google Sheets
• 1+ years of experience in financial services
• Bachelor's Degree in Business or a quantitative field

Responsibilities

• Establish and maintain strong relationships with Business Teams, Data Providers, and Risk Partners
• Partner with Control AE’s and/or business partners to gather and document intent requirement
• Engage in collaborative discussions with cross functional teams to understand intent and support ongoing governance routines that span across 1st, 2nd line and 3rd line teams
• Balance multiple priorities and effectively execute on deliverables and projects
• Act as a subject matter expert to effectively partner with project customers to achieve desired outcomes
• Support Control Integration Testing
• Maintain oversight to a suite of controls
• Support Control Issue Management & Resolution| support the oversight of intent documentation gaps, testing results, and remediation plans
• Support change management activities
• Participate in and execute other special projects for the team on ad-hoc basis

Benefits

• Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: High school or GED
• Number of Employees: 5,001-10,000 employees