Senior Associate, Compliance

General AtlanticRochester, NY
1d$130,000 - $180,000

About The Position

General Atlantic is seeking a motivated and detail-oriented Compliance Senior Associate to join its Legal and Compliance team. This role reports directly to the Deputy Chief Compliance Officer and plays a key role in supporting the firm’s global compliance program. The Compliance Senior Associate will focus primarily on reviewing marketing and investor-facing materials, supporting compliance policies and procedures in the United States and internationally, and contributing to broader compliance initiatives such as training, testing, and anti-money laundering oversight. The role offers meaningful exposure to regulatory matters and close collaboration with colleagues in New York City, Amsterdam, and Mumbai. This is an excellent opportunity for someone who is eager to deepen their understanding of regulatory compliance, enjoys improving processes, and thrives in a collaborative, fast-paced environment within a registered investment advisory firm.

Requirements

  • Bachelor’s degree required
  • 5+ years of prior work experience in compliance, financial services, or as a paralegal in a law firm
  • Experience reviewing marketing materials for a registered investment advisory firm or registered broker-dealer
  • Strong judgment and discretion when handling confidential and sensitive information
  • Excellent organizational skills with strong attention to detail
  • Ability to manage multiple priorities and deadlines in a dynamic environment
  • Clear and effective written and verbal communication skills
  • Collaborative mindset and ability to work well with colleagues at all levels
  • Proficiency in Microsoft Outlook, Microsoft Excel, Microsoft Word, and Microsoft PowerPoint

Nice To Haves

  • Experience with AI preferred

Responsibilities

  • Support the firm’s global regulatory compliance framework
  • Review and approve marketing and investor relations materials in line with applicable regulatory requirements and internal policies
  • Monitor and manage cross-border compliance matters related to investor outreach
  • Oversee political contribution and state lobbying compliance requirements
  • Draft, update, and maintain compliance policies and procedures
  • Prepare and support delivery of compliance training materials and track training completion
  • Assist with onboarding new employees and ensuring completion of compliance-related requirements
  • Oversee anti-money laundering responsibilities for certain investment products
  • Support testing, monitoring, and ongoing enhancement of the compliance program

Benefits

  • Competitive compensation
  • Comprehensive health, dental, and vision insurance plans
  • Retirement savings plan with employer matching
  • Professional development opportunities and ongoing training
  • Collaborative and inclusive work culture with opportunities for advancement
  • General Atlantic offers a robust reward program to all employees that will support you and your family, maintaining fulfilling, secure and healthy lives now and into the future, which includes but is not limited to medical insurance, retirement savings contributions, mental and physical health resources and an equal pay program that allows you to earn a base salary of $130,000-180,000 of which the exact amount offered will be driven by the degree to which you meet role requirements, additional special skills and experience. Additional reward programs, such as annual discretionary bonuses and long-term incentive programs, are available for eligible employees and are offered as recognition for performance and one’s contributions towards the organization’s success.

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What This Job Offers

Job Type

Full-time

Career Level

Mid Level

Number of Employees

501-1,000 employees

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