Senior Associate, Broker Dealer Operations

Coinbase Careers Page
75d$130,900 - $154,000

About The Position

At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. We are seeking a highly-skilled Senior Associate to be a key member of our Broker Dealer Operations team, responsible for the integrity, efficiency, and optimization of our daily trading lifecycle. This role is perfect for a meticulous, hands-on operator who is passionate about applying their deep broker-dealer knowledge to build scalable processes at the intersection of traditional finance and the cryptoeconomy. You will play a critical role in ensuring our operations are accurate, compliant, and ready for future growth.

Requirements

  • 5+ years of financial services experience with at least 2+ years in broker-dealer operations; corporate actions experience strongly preferred.
  • Strong knowledge of U.S. equities operational workflows, with familiarity in securities clearing, settlement, margin, and custody.
  • Solid knowledge of broker-dealer regulatory requirements and reporting practices.
  • Demonstrated ability to work independently, prioritize issues, and resolve complex exceptions in a timely manner.
  • Experience collaborating with third-party vendors or clearing/settlement partners.
  • Exceptional organizational and problem-solving skills with high attention to detail.
  • Excellent verbal and written communication skills, with the ability to work collaboratively across teams.
  • Track record of improving processes, enhancing controls, and supporting operational risk reduction.

Nice To Haves

  • BA/BS degree in Finance, Economics, Business, Accounting, or related field.
  • Experience at a fintech or in building operations functions in high-growth broker-dealer or trading environment.
  • Familiarity with tokenization of real world assets (RWA) and securities, blockchain technology, and the broader crypto economy.
  • FINRA Series 99 or 7 license, or willingness to obtain.

Responsibilities

  • Act as a key member of the Broker Dealer Operations team, contributing to the accuracy, efficiency, and integrity of operational processes.
  • Perform daily processes including management of exceptions and resolutions, cash and position reconciliations, and promptly resolving breaks, fails, or discrepancies in trades.
  • Review operational data and clearing/settlement information to ensure consistency with internal records and escalate issues as needed.
  • Accurately set up and maintain customer accounts, including KYC/AML onboarding, account updates, and regulatory compliance.
  • Support the processing of corporate actions to ensure entitlements are properly allocated and communicated to clients.
  • Responsible for the preparation and submission of regulatory reports (e.g., CAT, TRACE) in collaboration with Compliance and Legal.
  • Maintain and update internal controls, procedures, and policy documentation.
  • Partner cross-functionally with Risk, Finance, Compliance, Product, and Engineering to support operational requirements for new product launches, process enhancements, and system changes.
  • Identify opportunities for automation and process improvements to reduce manual work and mitigate risk.
  • Design and implement the monitoring of operational and risk metrics, and preparing reporting and insights for leadership.

Benefits

  • Full time offers from Coinbase include bonus eligibility + equity eligibility + benefits (including medical, dental, vision and 401(k)).

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What This Job Offers

Job Type

Full-time

Career Level

Mid Level

Education Level

Bachelor's degree

Number of Employees

1,001-5,000 employees

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