Senior AML Specialist

CSC•Wilmington, NC

13h•Hybrid

About The Position

Senior AML/KYC Specialist Hybrid-Wilmington, Delaware Monday to Friday 9:00 a.m. to 6:00 p.m. Some of the things you will be doing: The Senior AML/KYC Specialist will assist in the AML/KYC verification process for all engaged client relationships ensuring superior and accurate service with their designated team members. Deliverables include administration services provided to private equity funds and related clients, which includes but is not limited to: Ensure operational excellence in the AML/KYC on-boarding, client data maintenance, document review, and remediation/KYC refresh processes and adopt best practices for process improvements Review investor documents, identify deficiencies or compliance with CSC AML/KYC procedures and prepare status trackers for delivery to clients Assist in identifying items for escalation and participate in decisions regarding client onboarding, AML risk assessment, and potential de-marketing of high-risk clients Escalate all High-Risk investors/clients, as appropriate, to the Manager, Compliance and/or legal teams for review and decisioning on further escalation to MLRO and Deputy MLRO for review and approval Research and analyze background of new and existing clients Partake in communications with clients, as appropriate, on AML/KYC remediation items and workflow processes Performing source of fund verification utilizing different types of bank transaction reports, where needed Create and/or update procedures, where applicable Participate in ongoing training to stay abreast of regulatory and industry changes Support implementation, upgrades and use of all CSC AML/KYC portals or technologies to manage daily workflow Internal responsibilities (filing, status reports, time tracking, etc.)

Requirements

BS/BA Degree in business, legal or related industry or equivalent work experience
Exceptional research and analytical skills with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type)
AML-specific knowledge and experience is an asset
Knowledge around new Fraud/AML scenarios, FinCEN guidance Industry guidance, regulatory requirements, and industry “best practices” for anti-money laundering and KYC programs is an asset
Able to multitask and perform tasks under strict deadlines
Experience maintaining client relationships
Professional verbal and written communication skills
Attention to detail and strong organizational skills

Nice To Haves

ACAMs or CAFP designation preferred but not required
Investor Services experience a plus
Leadership experience a plus

Responsibilities

Assist in the AML/KYC verification process for all engaged client relationships
Ensure operational excellence in the AML/KYC on-boarding, client data maintenance, document review, and remediation/KYC refresh processes and adopt best practices for process improvements
Review investor documents, identify deficiencies or compliance with CSC AML/KYC procedures and prepare status trackers for delivery to clients
Assist in identifying items for escalation and participate in decisions regarding client onboarding, AML risk assessment, and potential de-marketing of high-risk clients
Escalate all High-Risk investors/clients, as appropriate, to the Manager, Compliance and/or legal teams for review and decisioning on further escalation to MLRO and Deputy MLRO for review and approval
Research and analyze background of new and existing clients
Partake in communications with clients, as appropriate, on AML/KYC remediation items and workflow processes
Performing source of fund verification utilizing different types of bank transaction reports, where needed
Create and/or update procedures, where applicable
Participate in ongoing training to stay abreast of regulatory and industry changes
Support implementation, upgrades and use of all CSC AML/KYC portals or technologies to manage daily workflow
Internal responsibilities (filing, status reports, time tracking, etc.)