Senior Advisor, Second Line Communications

Raymond James & AssociatesSaint Petersburg, FL
254d

About The Position

Under general supervision, uses extensive knowledge and skills obtained through experience, specialized training and/or certification to support communications planning and execution for Raymond James's Compliance, Risk Management, and Anti-Money Laundering (AML) departments. Collaborates with partners across the firm's control functions and business areas to develop and launch communications related to regulatory changes, policies, technology implementations, client protection, data privacy, training, diversity and inclusion, associate engagement, and more. Creates communications such as newsletter articles, emails, intranet content, and presentations for internal and external audiences at all levels. Works independently on difficult assignments that are broad in nature and that require originality and ingenuity with appreciable latitude for unreviewed actions or decisions. Provides comprehensive solutions to complex problems. Maintains extensive contact with internal customers to identify, research, analyze and resolve complex issues.

Requirements

  • Bachelor's Degree (B.A./B.S.) in a related discipline and a minimum of three (3) years of experience in Compliance, Risk, AML and/or the financial services industry.
  • Any equivalent combination of experience, education, and/or training approved by Human Resources.

Nice To Haves

  • Additional licenses/certifications demonstrating the candidate's knowledge/expertise in industry regulation and concepts preferred.

Responsibilities

  • Supports shared communications services to the Compliance, Risk Management, and AML departments.
  • Supports Compliance, Risk, and AML personnel in establishing streamlined communications and templates for conveying key information and results to desired internal and external stakeholders.
  • Supports the creation, production, and ongoing improvement of several department and cross-department newsletters.
  • Assists with planning and facilitating Compliance and Risk/AML department town hall meetings.
  • Provides support and guidance to Compliance, Risk, and AML communications efforts.
  • Routinely interacts with senior leaders within Compliance, Risk, AML and across the firm.
  • Prepares and delivers written and oral presentations to management and other stakeholders.
  • May coach, train, and mentor less experienced associates.
  • Represents the Compliance and Risk departments on cross-functional projects as they arise.
  • Tracks and executes communications requests.
  • Performs other duties and responsibilities as assigned.

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What This Job Offers

Job Type

Full-time

Career Level

Mid Level

Industry

Securities, Commodity Contracts, and Other Financial Investments and Related Activities

Education Level

Bachelor's degree

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