Senior Advisor, Asset Management Compliance

Fidelity Investments • Boston, MA

114d

About The Position

The role involves supporting the operations of the Fidelity Compliance Programs by daily monitoring of trade activities for specific equity, fixed income, and alternative funds and accounts to ensure that their investment policy limitations are followed. Responsibilities include communicating client, regulatory, prospectus, Board, and internal policies to portfolio managers and traders, educating them on applicable fund/account guidelines and trading policies, and implementing effective mechanisms to provide timely reporting. The position also requires monitoring complex investment strategies and providing AMC management with information on current trends and issues recognized during assignments, along with recommending plans for improvement. Additionally, the role includes participating in and leading strategic initiatives within the team and in partnership with various business partners. This role will include a blend of at-home and in-office work, reflecting Fidelity's Dynamic Working approach.

Requirements

• Bachelor's degree in a business discipline (finance, general business or economics) preferred.
• Comfortable with pre-trade compliance and/or order-management technology.
• Experience in financial services industry.
• Deep experience in the industry, preferably in the area of investment compliance, investment support, or investment operations.
• Excellent communication skills, especially when presenting on investment compliance topics to senior investment professionals.
• Strong analytic skills, resourcefulness, problem-solving abilities, and attention to detail.
• Valued teammate with good interpersonal skills and ability to work collaboratively across functions.
• Able to identify key opportunities for improvements in process through technology solutions.

Responsibilities

• Support the operations of the Fidelity Compliance Programs by daily monitoring of trade activities.
• Communicate client, regulatory, prospectus, Board, and internal policies to portfolio managers and traders.
• Educate portfolio managers and traders on applicable fund/account guidelines and trading policies.
• Implement effective mechanisms to provide timely reporting.
• Monitor complex investment strategies.
• Provide AMC management with information on current trends and issues recognized during assignments.
• Recommend plans for improvement.
• Participate in and lead strategic initiatives within the team and in partnership with various business partners.

What This Job Offers

• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Education Level: Bachelor's degree