Securities Ops Specialist II - Minneapolis, MN
About The Position
Principal is seeking a Securities Operations Specialist II to join our Principal Custody Solutions (PCS) team. If you enjoy working in a fast-paced environment and have strong analytical, problem-solving and communication skills, this may be the position for you! As a Securities Operations Specialist II, you will perform a variety of operational tasks for complex securities or cash related transactions or processes that require extensive knowledge of unit functions and systems. Here are some examples of the kinds of things you'll do: Differentiating, processing and balancing transactions Researching inquires and resolving customer complaints Reviewing time critical and/or complex documents Coordinating situations involving multiple departments Provide department level reporting using multiple sources Day-to-day processing Risk management and compliance Maintenance and set up May craft or revise departmental procedures May provide back-up for other desks Operating at the intersection of financial services and technology, Principal builds financial tools that help our customers live better lives. We take pride in being a purpose-led firm, motivated by our mission to make financial security accessible to all. Our mission, integrity, and customer focus have made us a trusted leader for more than 140 years!
Requirements
- High School Diploma or equivalent
- 3+ years of experience in customer service, operations, financial services or business processing
Nice To Haves
- Trust and Custody experience
- Strong attention to detail and accuracy
- Good verbal, written, and interpersonal communication skills
- Effective organizational, multi-tasking skills
- Ability to work independently while exercising sound judgement
- Ability to comprehend moderate operational processes and their interrelationship
- Team player with strong interpersonal skills and adaptability
- Self-starter with ability to follow request through resolution
- Proficiency with key MS Office programs (Word, Excel, Outlook, OneNote, Teams)
- Experience with industry tools such as SEI T3000, DTCC, Fed, and SWIFT is preferred
Responsibilities
- Differentiating, processing and balancing transactions
- Researching inquires and resolving customer complaints
- Reviewing time critical and/or complex documents
- Coordinating situations involving multiple departments
- Provide department level reporting using multiple sources
- Day-to-day processing
- Risk management and compliance
- Maintenance and set up
- May craft or revise departmental procedures
- May provide back-up for other desks
Benefits
- Personal Time Off (PTO) is provided to hourly (non-exempt) employees and provides a set amount of accrued time earned each pay period. Employees can use their PTO for vacation, personal or short-term illness.
- Pension Eligible
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
High school or GED
