(Audit Support) Risk Governance & Reporting Consultant II for Technology, Data & Operations

Truist Bank • Charlotte, NC

26d

About The Position

Provide first line of defense risk leadership, oversight and support for Technology, Data & Operations business unit segments assigned in the execution of enterprise risk and operational risk programs. Collaborate with leadership, third line of defense audit teams, second line of defense risk partners and other applicable areas of the bank to execute on risk program deliverables. Execute and support risk program and reporting deliverables. Assist business line management with identifying, assessing, controlling, mitigating, and communicating risks associated with business processes and decisions for the applicable business units. For this opportunity, Truist will not sponsor an applicant for work visa status or employment authorization, nor will we offer any immigration-related support for this position (including, but not limited to H-1B, F-1 OPT, F-1 STEM OPT, F-1 CPT, J-1, TN-1 or TN-2, E-3, O-1, or future sponsorship for U.S. lawful permanent residence status.) Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.

Requirements

• Bachelor’s degree in business, Finance, Communications or equivalent education and related training.
• 6-8 years of financial services or risk management experience or demonstrated equivalent proficiency, and/or equivalent education, training and experience.
• Excellent verbal, written and interpersonal skills and the ability to communicate and interact with all levels of management.
• Strong knowledge and leadership skills and the ability to own projects and drive process change.
• Ability to manage implementation of risk program requirements over multiple LOBs.
• Independent thinker with strong analytical skills and the ability to make decisions.
• Excellent time management and organizational skills.
• Ability to operate in an independent manner without close supervision.
• Demonstrated proficiency in basic computer applications, such as Microsoft Office software products.

Nice To Haves

• Audit and/or Regulatory examination experience
• Familiarity with financial services technology-related laws, rules, regulations, and risk management standards (e.g., Federal Financial Institutions Examination Council (FFIEC), Control Objectives for Information and Related Technology (COBIT), Information Technology Infrastructure Library (ITIL))
• 5+ years of risk related experience
• Strong experience developing reporting and process documentation
• Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (e.g., RSA Archer)
• Professional designation related to risk management and/or technology (e.g., Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), Certified Public Accountant (CPA), Certified Internal Auditor (CIA)

Responsibilities

• Liaison between TD&O leaders/SMEs and Risk Partners (e.g., Internal Audit, Issues Mgmt, Risk Advisors, 2LOD Risk) to provide end-to-end support of internal audits within TD&O.
• Including cross functional coordination efforts with TD&O leaders/SMEs and Risk Partners to: Monitor and facilitate where necessary the management of audit requests to ensure timely and appropriate response throughout the audit lifecycle.
• Draft management responses / remediation plans as draft issues are identified throughout the audit process.
• Ensure the management responses / remediation plans to the Draft Audit Report sufficiently addresses recommendations across lines-of-defense and are submitted to Audit within the required deadline for Final Audit Report publication.
• Ensure Internal Audit Continuous Monitoring (CM) materials are sufficiently prepared and delivered to Audit in support of routine CM engagement activities.
• Support delivery of audit preparedness guidance and advisory with TD&O leaders/SMEs and Risk Advisors to apply lessons learned from prior audits, proactively prepare key materials, and identify opportunities for enhancement.
• Performs comprehensive and risk-based monitoring and remediation for assigned business unit(s) as delegated including all tasks involved in the execution of the monitoring and remediation (e.g. scoping, report writing, vetting findings, documenting systems and work paper documentation) to ensure Truist’s processes and procedures are compliant and pose low and/or acceptable material inherent or residue risk.
• Coordinating mitigation or remediation activities where appropriate.
• Partner with TD&O Business Unit Risk Leadership in the aggregation, escalation, and presentation of risk reporting for assigned business units including the coordination and support for Risk Committees, Risk working groups, regulatory updates and other special assessments and reporting as directed by management.
• Execute a robust, high-quality issues management oversight program and Policy and procedure quality control process in adherence with enterprise standards.
• Develop relationships and partner with BU Chief Risk Officer, Audit, Operational Risk Management, Compliance, Enterprise Risk Management, Legal and other 2nd Line Risk areas to ensure accurate and comprehensive risk management practices within the assigned business units.
• Document the governance and reporting program including methodologies, processes and procedures, report writing, conventions for consistently vetting and documenting findings and working papers.
• Assist in the development and maintenance processes and procedures to ensure the accuracy of the reports produced by the team.
• Evaluate control weakness or key indicators exceeding risk limits and perform root cause analysis.
• Build a working knowledge of the business units strategic plan, key objectives, risk appetite statement, and RSCA process to understand the risks identified and controls applied to mitigate them to execute ad hoc risk management initiatives and controls testing.
• Assist in the detection of emerging and/or under recognized risks.
• Demonstrate Truist’s risk culture.

Benefits

• All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position.
• Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates.
• Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays.
• For more details on Truist’s generous benefit plans, please visit our Benefits site .
• Depending on the position and division, this job may also be eligible for Truist’s defined benefit pension plan, restricted stock units, and/or a deferred compensation plan.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees