Risk Controls Specialist - Wealth Management
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About The Position
The Risk Specialist is responsible for ensuring the Wealth Management (WM) business has a sustainable and disciplined end-to-end control environment. This role will be performing process reviews to identify and escalate issues, while also ensuring issues are accurate and remediated in a timely manner by serving as an Audit Liaison. The individual will assist in real time control issue detection through ad-hoc process reviews and lessons learned assessments. Through risk assessments, you'll be responsible for root cause analysis and assisting the business in developing corrective action to address risks identified through various 2LOD programs and 3LOD assurance activities.
