Regulatory Operations Analyst

Mizuho Securities Co., Ltd. • New York, NY

445d • $75,000 - $85,000 • Hybrid

About The Position

The Regulatory Operations Analyst position at Mizuho Americas is focused on ensuring compliance with regulatory reporting requirements within the MSUSA Derivative Operations team. The role involves monitoring and reconciling trade reports, investigating discrepancies, and collaborating with various internal and external stakeholders to maintain accurate and timely reporting. This position is essential for supporting the regulatory framework and operational efficiency of the organization.

Requirements

• BA/BS in Finance or Accounting.
• Excellent computer skills and attention to detail.
• Good written and verbal communication skills.

Responsibilities

• Monitor real-time OTC reporting for completeness, accuracy, and timeliness.
• Investigate and remediate OTC reporting errors and omissions with sales/trading, middle office compliance, and technology.
• Perform and resolve T+1 trade reporting reconciliations.
• Assist with business requirement development specifications, testing, and implementation of regulatory reporting system solutions.
• Perform daily TriResolve Material terms and Exposure portfolio reconciliations and quarterly client portfolio reconciliations.
• Communicate with external counterparties and internal teams to remediate trade disputes.
• Monitor and reprocess non-OTC trade exceptions for CAT Reporting.

Benefits

• Competitive salary range of $75,000 - $85,000.
• Discretionary bonus eligibility.
• Generous employee benefits package.
• Hybrid working program with varying opportunities for remote work.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Education Level: Bachelor's degree
• Number of Employees: 1,001-5,000 employees