Regulatory Exam Manager
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About The Position
The Regulatory Exam Team oversees and implements the Bank's formal examination management program to ensure a consistent approach across the enterprise. This includes working with business lines to manage exam processes such as exam planning, exam responses, meetings with regulators, tracking requests and submissions, reporting, and maintaining an enterprise repository of exam records. The team stays informed of regulatory developments in areas of interest to Bank regulators, and helps to identify and resolve potential regulatory issues as they become apparent through the course of regulatory exams. The Regulatory Exam Manager implements the exam management process, which may include: Exam planning, researching exam history and regulatory trends to provide strategic perspectives to business lines and senior management, preparing exam responses and coordinating interviews and meetings, assembling multidisciplinary teams, including subject matter experts and other personnel, preparing briefing books, position papers, or presentations, tracking the status of regulator requests and submissions, monitoring and reporting on exam status, including escalation of potential issues as they become apparent, assisting in the resolution of regulatory issues, maintaining exam records, fostering strong relationships with regulators, business lines, and senior management, developing and fostering relationships with business-line personnel, and collaborating to ensure timely and thorough resolution plan status updates, keeping informed of regulatory trends, and exercising sound judgment to meet position responsibilities. The Regulatory Exam Manager would maintain partnerships and general support to assigned groups in regulatory matters, and manage or perform other tasks or projects as assigned or needed.
