Regulatory Exam Lead, Vice President, Hybrid

State Street•Boston, MA

13d•Hybrid

About The Position

Who we are looking for The Regulatory Exam Lead, Vice President, reports to the Global Head of Examination Management, within the Regulatory Liaison Office. In this role, you will be responsible for helping to develop and execute the regulatory examination program. You will work closely with the Head of Exam Management and other Exam Leads to manage examinations across the enterprise. The role will maintain a positive relationship with examiners and internal stakeholders. Excellent communication skills and ability to partner with and influence stakeholders required. This role can be performed in a hybrid model, where you can balance work from home (1 day per week) and office (4 days per week) to match your needs and role requirements. Permissible offices are Boston, MA; Stamford, CT; Jersey City and Clifton, NJ. Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

Requirements

Ability to work across multiple internal stakeholders at varying levels of seniority
Demonstrated effective written and verbal communication skills, including the ability to communicate technical topics in concise terms
Ability to manage multiple projects and deadlines simultaneously
Minimum 7-10 years' management in financial services experience in any of the following disciplines: Compliance, Audit, or equivalent work experience
Sound understanding of at least one risk discipline. E.g., Financial or Non-Financial Risks

Nice To Haves

Experience as Bank Regulator or Examiner strongly preferred
Bachelor’s Degree preferred.

Responsibilities

Be responsible for examination planning and supporting pre-examination readiness exercises, focusing on a risk discipline, i.e. Financial or Non-Financial risk.
Reviewing regulatory exam requests and providing a review/evaluation of the quality, accuracy, sufficiency and completeness of regulatory responses and ensuring adherence to enterprise-wide requirements
Establishing regular preparation meetings with the target business unit(s) in advance of an examination
Preparing briefing notes and read- outs of examination meetings.
Coordinating with multiple teams across disciplines and regions to meet exam deliverables.
Compiling, tracking, and communicating on regulatory guidance, themes and focus areas that could impact examinations.
Working with senior management to analyze examination requests and provide direction for effective approach to examination requests.
Maintaining metrics regarding examination request responsiveness.
Schedule and facilitate meetings between the business and examination team.