Regulatory Compliance Internal Audit Senior Consultant

Crowe LLP • Dallas, TX

12h

About The Position

Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure. From day one, you will assist clients in transforming their governance frameworks, embedding risk into decision-making, and maintaining effective and sustainable compliance programs.
We are seeking a Regulatory Compliance Senior Consultant with a strong internal audit and compliance background to contribute to and lead client engagements across compliance monitoring, internal audit, risk assessment, and regulatory advisory projects. This role emphasizes both execution of internal audit activities and deep regulatory compliance expertise within financial services.

Requirements

• Bachelor’s degree required (Accounting, Finance, Economics, or related field preferred)
• 3–5+ years of experience in: Internal audit (preferred), and/or Regulatory compliance, risk management, or consulting within financial services
• Demonstrated experience leading or supporting internal audit engagements and/or compliance reviews
• Experience in professional services or consulting environments preferred
• Strong understanding of internal audit methodologies, including risk assessment, control testing, and reporting
• Deep knowledge of U.S. banking regulations, especially consumer protection (e.g., HMDA, ECOA, FCRA, TRID, RESPA)
• Experience evaluating and enhancing compliance management systems (CMS) and internal controls
• Ability to analyze Fair Lending and CRA data in both audit and compliance contexts
• Strong project management skills, including planning, execution, and team leadership
• Proven ability to communicate effectively with all levels of client management
• Experience supervising staff and reviewing audit/compliance workpapers
• Strong analytical, organizational, and problem-solving skills

Nice To Haves

• Professional certifications such as CRCM, CIA, or CPA preferred
• Experience working with larger financial institutions ($5B+ in assets) preferred

Responsibilities

• Lead and execute internal audit and compliance engagements, including planning, fieldwork, testing, issue identification, and reporting
• Perform and oversee compliance audits and internal audit reviews, ensuring alignment with regulatory expectations and industry standards
• Assess compliance management systems (CMS) and internal control frameworks, identifying gaps and opportunities for enhancement
• Identify and evaluate compliance risks, control effectiveness, and remediation strategies
• Interpret regulatory requirements and translate them into actionable internal audit and compliance solutions
• Support and lead regulatory change management initiatives impacting compliance and audit functions
• Develop and deliver clear, concise audit findings and recommendations to client leadership
• Provide subject matter guidance on regulatory compliance and internal audit practices to both clients and internal teams
• Supervise, coach, and develop junior staff, including review of workpapers and deliverables
• Contribute to risk assessments, audit planning, and compliance program development
• Participate in business development and internal initiatives as needed

Benefits

• Your exceptional people experience starts here. At Crowe, we know that great people are what makes a great firm. We care about our people and offer employees a comprehensive total rewards package.
• We will nurture your talent in an inclusive culture that values diversity. You will have the chance to meet on a consistent basis with your Career Coach that will guide you in your career goals and aspirations.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 1,001-5,000 employees