Registered Supervisory Analyst

Needham & Company • , NY

3d • $100 - $100

About The Position

Needham & Company is seeking a Part time Supervisory Analyst – Approximately 15 hours per week (5am – 8am M-F) Seasoned equity research professional with prior Supervisory Analyst experience required. Requires a Series 16 or equivalent. Review and approve research reports produced by senior analysts, ensuring compliance with regulatory standards, internal policies, and accuracy of data and conclusions. Check research reports for adherence to FINRA and SEC regulations, including proper disclosures, conflicts of interest identification, and accurate data sourcing. Assess logic, methodology, and rationale behind an analyst's conclusions, including valuation models and price targets. Ensure accuracy of financial data used in research reports, including calculations and source citations. Review writing style and presentation of research reports to ensure clarity and professionalism. Edit initiation reports and industry reports when necessary. Communicate with Senior analysts on a daily basis in order to become familiar with their research product and add value to the process. Publish research notes and morning summary prior to 7am research meeting. The good-faith expected salary range for the above position is $100/hr depending on factors including but not limited to the candidate’s experience, skills, license registration status; market conditions; and business needs

Requirements

• Seasoned equity research professional with prior Supervisory Analyst experience required.
• Requires a Series 16 or equivalent.

Responsibilities

• Review and approve research reports produced by senior analysts, ensuring compliance with regulatory standards, internal policies, and accuracy of data and conclusions.
• Check research reports for adherence to FINRA and SEC regulations, including proper disclosures, conflicts of interest identification, and accurate data sourcing.
• Assess logic, methodology, and rationale behind an analyst's conclusions, including valuation models and price targets.
• Ensure accuracy of financial data used in research reports, including calculations and source citations.
• Review writing style and presentation of research reports to ensure clarity and professionalism.
• Edit initiation reports and industry reports when necessary.
• Communicate with Senior analysts on a daily basis in order to become familiar with their research product and add value to the process.
• Publish research notes and morning summary prior to 7am research meeting.

What This Job Offers

• Job Type: Part-time
• Career Level: Mid Level
• Education Level: No Education Listed