Registered Sales Assistant

American State Bank & Trust Company • Williston, ND

91d

About The Position

Support and assist financial advisors with the planning, research, and trading processes and acts independently as required and directed within the Financial Advisor role to provide efficient and high-quality client service.

Requirements

• Bachelor’s Degree, or equivalent experience in financial, accounting or marketing industries
• Must hold all required securities and state insurance licenses
• Working knowledge of investment concepts, practices and procedures used in the securities industry
• Strong initiative, willingness to learn, hardworking and positive attitude
• Ability to work on multiple projects simultaneously, follow instructions and adhere to deadlines
• Excellent verbal and written communication skills
• Good communication and organizational skills.
• Ability to work interactively with co-workers and clients.
• Telephone skills and computer proficiency required.
• Working knowledge of Microsoft Windows, Microsoft Word and Excel.
• Skilled in use of office equipment such as scanner, copier, fax machine and calculator.

Responsibilities

• Assist Financial Advisor(s) with investment research and review for client investment accounts
• Assist Financial Advisor(s) in researching, reviewing, and processing client annuities and insurance
• Assist Financial Advisor(s) in creating, updating, and reviewing client GPM
• Assist Financial Advisor(s) with client review preparation and follow-up
• Assist Financial Advisor(s) in developing, creating, and updating client reports
• Place investment trades at client or FA’s request
• Attend various training sessions online or out of town
• Maintain Client Relationship Management Software
• Staff is required to be flexible with their weekly hours due to workflow and other unique situations that may arise.
• Complete all initial and annual training requirements as outlined by ASBT and Raymond James.
• Perform all other duties as required, consistent with the goals, objectives, and responsibilities of the Investments Services function.

What This Job Offers

• Education Level: Bachelor's degree
• Number of Employees: 101-250 employees