Registered Client Associate

Wells Fargo-posted about 1 year ago
$55,806 - $83,595/Yr
Full-time • Entry Level
San Jose, CA
Credit Intermediation and Related Activities
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Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. This role involves assisting Financial Advisors with various sales, service, and operational activities, ensuring high-quality service to clients and supporting the growth of client relationships.

  • Assist Financial Advisor(s) with sales, service, and operational related activities.
  • Provide service to clients via telephone, direct interaction, and/or written correspondence.
  • Facilitate Financial Advisor and client requests for account-related information and/or quotes.
  • Schedule and prepare for appointments with new or prospective clients.
  • Establish and service client accounts, prepare forms, and research account inquiries and/or issues.
  • Perform various administrative functions for the Financial Advisor(s) and Branch Management.
  • Track referrals and coordinate marketing campaigns.
  • Establish and maintain files to meet regulatory requirements.
  • 2+ years of Brokerage and Client Services experience, or equivalent demonstrated through work experience, training, military experience, or education.
  • Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents).
  • Brokerage client support experience.
  • Administrative support experience in financial services.
  • Experience interacting directly with customers.
  • Intermediate Microsoft Office skills (Word, Excel, Outlook, and PowerPoint).
  • Client service focus with the ability to listen to customer needs and recommend solutions.
  • Ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic environment.
  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Scholarships for dependent children
  • Adoption reimbursement
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