Registered Client Associate

Wells Fargo • San Jose, CA

376d • $55,806 - $83,595

About The Position

Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. This role involves assisting Financial Advisors with various sales, service, and operational activities, ensuring high-quality service to clients and supporting the growth of client relationships.

Requirements

• 2+ years of Brokerage and Client Services experience, or equivalent demonstrated through work experience, training, military experience, or education.
• Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents).

Nice To Haves

• Brokerage client support experience.
• Administrative support experience in financial services.
• Experience interacting directly with customers.
• Intermediate Microsoft Office skills (Word, Excel, Outlook, and PowerPoint).
• Client service focus with the ability to listen to customer needs and recommend solutions.
• Ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic environment.

Responsibilities

• Assist Financial Advisor(s) with sales, service, and operational related activities.
• Provide service to clients via telephone, direct interaction, and/or written correspondence.
• Facilitate Financial Advisor and client requests for account-related information and/or quotes.
• Schedule and prepare for appointments with new or prospective clients.
• Establish and service client accounts, prepare forms, and research account inquiries and/or issues.
• Perform various administrative functions for the Financial Advisor(s) and Branch Management.
• Track referrals and coordinate marketing campaigns.
• Establish and maintain files to meet regulatory requirements.

Benefits

• Health benefits
• 401(k) Plan
• Paid time off
• Disability benefits
• Life insurance, critical illness insurance, and accident insurance
• Parental leave
• Critical caregiving leave
• Discounts and savings
• Commuter benefits
• Tuition reimbursement
• Scholarships for dependent children
• Adoption reimbursement

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Industry: Credit Intermediation and Related Activities
• Education Level: No Education Listed