Registered Client Associate
About The Position
Are you truly service oriented? Do you know how to take care of people? Can you anticipate next steps? We're looking for a Registered Client Associate: support client advisors in delivering exceptional client service and experience be point-of-entry contact for clients with account queries or orders, stock orders, payments, etc. assist with account opening, onboarding, due diligence and monitoring activities support with documentation for client meetings, business trips, investment proposals and the like collaborate with colleagues to ensure that all client accounts comply with legal, compliance and regulatory requirements Detailed salary information: Irvine: the salary range for this role is $60000 to $70000 The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits. At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves. We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Requirements
- series 7 and 66 licenses.
- Collaborative in nature with a proactive mindset and willingness to lead
- excellent communicator, with solid interpersonal skills
- detail oriented (nothing gets past you)
- proficient in Microsoft Office Suite
Nice To Haves
- ideally 2+ years of experience in client service, within the finance sector
Responsibilities
- support client advisors in delivering exceptional client service and experience
- be point-of-entry contact for clients with account queries or orders, stock orders, payments, etc.
- assist with account opening, onboarding, due diligence and monitoring activities
- support with documentation for client meetings, business trips, investment proposals and the like
- collaborate with colleagues to ensure that all client accounts comply with legal, compliance and regulatory requirements
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Industry
Securities, Commodity Contracts, and Other Financial Investments and Related Activities
Education Level
No Education Listed
Number of Employees
5,001-10,000 employees
