Principal Risk Specilist

Capital One • Houston, TX

2d

About The Position

Principal Risk Specilist The Principal Risk Specialist is responsible for performing business compliance and operational risk and control activities. They are also responsible for working with the business on second-line engagements (Internal Audit, Operational Risk, Compliance) and issues management. They will also evaluate current operations across the business to identify areas for enhancements. They will serve also as partners with the business to implement processes.

Requirements

• Bachelor's Degree in Business, Finance or Law.
• 4+ years of experience in Financial Services, Operational and Regulatory Risk, Compliance, Internal Audit Operations or Internal Controls.

Nice To Haves

• 6+ years of experience in Financial Services, Compliance, Internal Audit Operations, Internal Controls, Operational and Regulatory risk.
• Payments/Financial industry experience
• Excellent presentation skills

Responsibilities

• Provides education and monitors the business on requirements of company policies and standards related to risk and control ownership.
• Works with the business and the second line of defense teams on engagements testing the business’s risks and controls.
• Works with the business and the enterprise Issues Management team on logging and remediating identified issues.
• Identifies and implements effective controls to manage operational, financial, and compliance risks.
• Maintains an accurate library of risks and controls.
• Performs control design reviews and compliance risk assessments.
• Monitors the risk and control environment for weaknesses and identifies solutions to improve the effectiveness and efficiency of controls.
• Assists in executing control testing plans.
• Leads the completion of projects and develops, implements, and administers control standardization and workflow solutions.
• Works as a liaison between PULSE and partners such as Operational Risk, Compliance Advisory, Internal Audit and Issues Management.

Benefits

• Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website.

What This Job Offers

• Job Type: Full-time
• Career Level: Principal