Principal Investigator, Specialist Team - All FINRA Locations
Financial Industry Regulatory Authority•New York, NY
264d•$95,300 - $206,200•Hybrid
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About The Position
The Principal Investigator, Specialist Teams, conducts high complexity routine and special investigations of FINRA member firms; investigates potentially suspicious activities of persons associated with FINRA member firms; and provides guidance to Member Supervision staff on their complex assignments. This position proactively surveilles the industry and identifies fraudulent conduct occurring at, by, or through FINRA member firms or registered representatives. This is an expert level, professional position that requires an expanded skillset, limited guidance and minimal supervision, and leading and training others.
