Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance

Capital One • McLean, VA

111d • $106,700 - $146,100

About The Position

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As a member of the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/AML, Sanctions, and Fraud Compliance related audit projects that provide input to the annual audit plan. The Principle Auditor will be responsible for maintaining all organizational and professional ethical standards.

Requirements

• Bachelor's Degree or military experience
• At least 3 years of experience in auditing, Anti-Money Laundering, Fraud or Sanctions, or a combination

Nice To Haves

• Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant certification
• 4+ years of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination
• 1+ years of experience performing data analysis in support of internal auditing

Responsibilities

• Participate in major components of business units and lead small to medium size BSA / AML, Sanctions, and Fraud Compliance audits.
• Perform risk assessments of business activities and perform relevant testing based on the risks and processes associated with the area being audited.
• Assist in communicating issues, risks and recommendations to all levels of management.
• Operate independently and ensure work is completed to schedule and meets our high-quality standards.
• Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.
• Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.
• Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.
• Proactively seek out learning opportunities to enhance skills and competencies related to role.

Benefits

• Comprehensive health benefits
• Financial benefits including performance-based incentive compensation
• Inclusive set of benefits that support total well-being

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Education Level: Bachelor's degree