Principal Analyst, MRTS Fraud Detection
Financial Industry Regulatory Authority•Rockville, MD
281d•$95,300 - $206,200•Hybrid
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About The Position
This Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting complex surveillance reviews under minimal supervision and identifying violations of applicable federal securities, FINRA, and RSA Client Exchange rules. Mentors other staff and guides them in the completion of their routine surveillance reviews.
