Post-Trade Compliance, Specialist
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About The Position
Monitors compliance of Vanguard's complex and portfolios. Analyzes position and trade data for adherence to global substantial shareholder disclosures, fund investment guidelines, and affiliated transactions rules. In this role you will create, analyze, and review regulatory reporting obligations specific to global substantial shareholder regulations. Research, review, and reconcile ownership compliance summaries to ensure Vanguard's compliance with global substantial shareholder regulations. Analyze ownership compliance summaries, translating this information into rules for operating systems and sharing requirements with internal and external vendors to elevate compliance rules into operating systems. Analyze compliance regulations to ensure the library of all compliance documents and materials is updated and relevant, overseeing the distribution of updated material to appropriate stakeholders. Analyze complex transaction data across global jurisdictions and present risk-related findings to leadership and appropriate stakeholders. Analyze portfolio holdings and trade data, identifying global substantial shareholder disclosures. Develop and maintain a broad knowledge of the post-trade compliance industry, keeping abreast of current market, regulatory, and industry news. You will serve as a specialist on compliance-related matters and act as a liaison to regulatory agencies, third-party system vendors, and global bank service providers. Participate in special projects and perform other duties as assigned.
