Portfolio Compliance Risk Surveillance Analyst (Hybrid)

PGIM•Newark, NJ

16h•$53,000 - $87,600•Hybrid

About The Position

PGIM Fixed Income, a division of PGIM Inc., an SEC-registered investment adviser and a business unit of Prudential Financial, Inc. is seeking a Portfolio Compliance Risk Surveillance Analyst. PGIM Fixed Income has approximately $776 billion in assets under management as of June 30, 2023, with a broad array of fixed income strategies and client types including institutional separate accounts, sub-advised mutual funds, CLOs, offshore and onshore commingled and separate client accounts. PGIM Fixed Income has a strong commitment to its customers, including mutual fund investors, corporations, public retirement funds, Taft-Hartley plans, sovereign wealth funds, insurance companies, foundations, and endowments. The Portfolio Compliance Risk Surveillance Analyst role is a member of the Investment Guidelines Team which is embedded directly in the PGIM Fixed Income business and interacts with Trading, Client Services, and Operations daily. The Investment Guidelines Team is responsible for ensuring that PGIM Fixed Income portfolios are managed in accordance with applicable regulatory, internal, and contractual requirements. The Investment Guidelines Team uses BlackRock Solution’s Aladdin investment management platform as the primary compliance monitoring system. This is an exciting, fast-paced, and deadline-driven environment, which requires excellent interpersonal and time management skills. The current EWA for this position is Hybrid and requires your on-site presence on a reoccurring basis as determined by your business. Your manager will provide additional details relative to the specific number of days you are expected to be on-site.

Requirements

Knowledge of financial markets and ability to learn the nuances of fixed income markets
Interest or experience with the BlackRock Solutions’ Aladdin system or comparable technology skills such as advanced Microsoft Excel skills (e.g. VBA), SQL, Python, Perl, etc are preferred but NOT required
Strong data analysis skills with the ability to gather and draw actionable conclusions from that data
Excellent written and verbal communication skills, organizational skills, and attention to detail

Nice To Haves

Understanding of key business risks, marketplace and regulatory environment
Ability to lead organizational transformation in areas of effectiveness and improvement
Understanding of customer needs and challenges
Ability to collaborate in a fully inclusive and transparent manner

Responsibilities

Monitor automated fixed income portfolio investment guidelines using Aladdin as well as manual processes where required
Research potential violations by partnering with Data, Client Service, Portfolio Management and Operations teams as needed
Prepare client certifications and other reporting
Respond to ad hoc compliance requests regarding portfolios and trading
Work on various transformation projects

Benefits

Market competitive base salaries, with a yearly bonus potential at every level
Medical, dental, vision, life insurance, disability insurance, Paid Time Off (PTO), and leave of absences, such as parental and military leave
401(k) plan with company match (up to 4%)
Company-funded pension plan
Wellness Programs including up to $1,600 a year for reimbursement of items purchased to support personal wellbeing needs
Work/Life Resources to help support topics such as parenting, housing, senior care, finances, pets, legal matters, education, emotional and mental health, and career development
Education Benefit to help finance traditional college enrollment toward obtaining an approved degree and many accredited certificate programs
Employee Stock Purchase Plan: Shares can be purchased at 85% of the lower of two prices (Beginning or End of the purchase period), after one year of service
Eligibility to participate in a discretionary annual incentive program is subject to the rules governing the program, whereby an award, if any, depends on various factors including, without limitation, individual and organizational performance

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