P&S Associate-New York Broker Dealer
ACG Consulting Group LLC•New York, NY
5d•Onsite
About The Position
One of our NY based Broker Dealers is looking for a P&S supervisor. Kindly see details below. P&S Associate at Broker Dealer Located in New York
Requirements
- 2+ years experience working in the P&S Dept with a Broker-Dealer
- P&S specialist with Equity/Option product knowledge
- Buy-in knowledge pertaining to REGSHO rule
Responsibilities
- Reconciliation of Equity Trade Breaks in CNS.
- Obligation Warehouse monitoring and Corrective action.
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
Number of Employees
1-10 employees
