Operational Compliance and Regulatory Reporting Analyst

TotalEnergies • Houston, TX

103d

About The Position

As an Operational Compliance Analyst at TotalEnergies Gas & Power North America, you'll be at the forefront of regulatory oversight and risk mitigation in dynamic U.S. energy markets. This role blends analytical rigor with strategic insight, ensuring our trading operations remain compliant, transparent, and resilient. You'll collaborate across departments to uphold regulatory standards, support market expansion, and continuously refine our compliance framework in a fast-paced, high-stakes environment.

Requirements

• Bachelor's degree in Business, Economics, Finance, Law, or a related discipline.
• Minimum 2+ years in operational or market compliance, ideally within a commodity trading environment.
• Hands-on experience with swap reporting and other US financial and commodity trading compliance frameworks (e.g., CFTC, Dodd-Frank, EMIR).
• Strong presentation, oral, and written communication skills across all organizational levels.
• Ability to respond quickly and effectively to time-sensitive trading and compliance demands.
• Exceptional attention to detail and due diligence.
• Proven problem-solving mindset with a focus on process improvement.
• Solid grasp of finance and risk management methodologies.
• Numerical fluency and computer literacy.

Nice To Haves

• Graduate degree in Economics, Finance, Business, Mathematics, or other quantitative fields.
• Certifications in compliance, risk, or finance (e.g., CFA, FRM, CAMS).
• Comfortable interpreting legal documentation and applying it to operational activities.
• Proficient in Microsoft Excel, Power BI, and scripting tools and programming languages (e.g., Python, Alteryx).

Responsibilities

• Monitor U.S. regulatory activities across four TotalEnergies affiliates.
• Ensure compliance with financial and physical market regulations including CFTC, FERC, EIA, and state utility commissions.
• Manage Level 2 CFTC swap reporting, including data feed integration and contract analysis for complex instruments such as PPAs and options.
• Resolve compliance issues promptly and support internal investigations to maintain regulatory integrity and transparency.
• Support TGPNA's expansion into emerging power markets (ERCOT, PJM, CAISO, SPP) by ensuring full regulatory alignment.
• Implement automated systems for position limit monitoring and trade surveillance.
• Proactively identify, assess, and mitigate regulatory risks across trading and business operations.
• Ensure trading operations comply with domestic regulations for physical and financial commodities.
• Report trading activities accurately and promptly to management and regulators.
• Execute swap reporting using APIs, FTPs, and internal tools; interpret commodity contracts for delegated reporting.
• Analyze data using internal risk control systems and business intelligence platforms.
• Escalate and document any compliance breaches to the Risk Committee.
• Investigate and resolve daily compliance discrepancies.
• Maintain audit-ready documentation and enforce document retention policies.
• Continuously enhance operational procedures and compliance frameworks.
• Develop corrective action plans and contribute to cross-functional compliance tool development.

What This Job Offers

• Industry: Petroleum and Coal Products Manufacturing
• Education Level: Bachelor's degree
• Number of Employees: 5,001-10,000 employees