Name Screening CoE Sanctions Analyst

TD Bank • Mount Laurel Township, NJ

116d • $22 - $32 • Remote

About The Position

This is a net new team to the bank. This team will be handling the first level screening of Sanctions alerts. The Financial Crime Risk Investigation Support Officer I provides a broad range of support and/or performs general to specialized money laundering detection activities, review of transactions and/or other processing activities. Works within established guidelines, accountable for completing routine transactions or low-moderate risk, repetitive processes within a standardized framework. Completes transactions using a limited number of systems and/or applications. Manages their own workload, coordinating tasks and services with others. Identifies and assesses issues in straightforward situations using standard procedures, and escalates non-standard issues internally; typically addressing routine requests requiring minimal discretion.

Requirements

• Undergraduate degree or equivalent work experience.
• AML/Banking background preferred.

Responsibilities

• Performs routine to broad tasks, follows established procedures, and investigates straightforward problems to identify and implement the most suitable solution.
• Completes investigations - reports/escalates risk issues or process gaps identified.
• Performs a variety of AML and Sanctions/ABAC information gathering activities as a part of FCRM regulations.
• Supports AML and Sanctions/ABAC related activities and transactions to resolve business issues.
• Reviews banking transactions to ensure they are within the bank and regulatory thresholds and guidelines.
• Forwards unusual transactions and supporting information for further review.
• Performs a variety of research activities including addressing research discrepancies.
• Identifies opportunities to improve service delivery and support process improvement initiatives.
• Prioritizes own workload to meet SLA requirements for service and productivity.
• Supports the timely and accurate completion of business processes and procedures.
• Escalates non-standard or high-risk activities as necessary.
• Ensures necessary due diligence to support the accuracy of all transactions/activities.
• Follows internal and industry regulations and operating practices in completing and recording transactions for either the organization or clients.
• Ensures documentation that is prepared/completed is accurate and properly reflects business intentions and is consistent with relevant rules/regulations.
• Supports and participates in process improvement opportunities.
• Contributes to the preparation of procedural documents in support of day-to-day operations.
• Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork.

Benefits

• Base salary and variable compensation/incentive awards.
• Health and well-being benefits.
• Savings and retirement programs.
• Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO).
• Banking benefits and discounts.
• Career development opportunities.
• Reward and recognition programs.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree