Mutual Fund Trader - Series 7 & 63

LPL Financial Services • Tempe, AZ

361d • $28 - $48 • Remote

About The Position

The Mutual Fund Trader provides trading support to our financial advisors by offering an extraordinary quality service experience. Our trading team's main priority is to create a reliable support system for our clients so they can easily grow their practice. Being flexible and adaptable to competing priorities will be key success factors for this position.

Requirements

• 3+ years of financial services, preferably in Trading
• Series 7 and 63 required
• Strong MS Office skills required
• Attention to detail
• Ability to work with other departments
• Strong analytical and communication skills
• Ability to work independently and within a group setting
• Ability to handle fast paced and deadline driven environment

Nice To Haves

• Knowledge of Mutual Fund, UIT and Precious Metals markets
• Knowledge of trading regulations and requirements
• General knowledge of Equities and Bond markets
• Beta, Morningstar, Siebel, ClientWorks experience preferred

Responsibilities

• Work in a call center environment taking an average of 35 inbound calls per day from Financial Advisors, their assistants, and their clients.
• Make outbound calls to Advisors regarding trades and trade corrections for Mutual Funds, UIT's and Precious Metals.
• Understand multiple products and the risks, fees, and differences between the products.
• Able to explain the regulatory requirements and LPL Financial policies that govern the products we support and ensure compliance with product guidelines, LPL Financial policies and regulatory requirements.

Benefits

• 401K matching
• health benefits
• employee stock options
• paid time off
• volunteer time off

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Education Level: No Education Listed
• Number of Employees: 1,001-5,000 employees