Manager - SOX Advisory Team

Capital One • McLean, VA

3d • $149,800 - $188,100 • Hybrid

About The Position

Manager - SOX Advisory Team Our SOX Finance Control Associates are masters of SOX principles with flawless understanding of the full end-to-end risk management and controls process. As a Manager, you will be surrounded by intellectually curious professionals every day, all with the end goal of creating a seamless, well managed client experience. Capital One can provide an environment where you can excel in your career while still maintaining a work life balance that others will desire. We nurture a work environment where people with a variety of thoughts, ideas and backgrounds, guided by our shared Values, come together to make Capital One a great company – and a great place to work. You and Capital One – Better. Together. Responsibilities: Lead the execution of SOC1 engagements performed by our external auditors for our global payment network business. Assist in guiding multiple customer stakeholders through our robust risk management framework including planning, scoping, risk assessment, control design, testing, deficiency analysis, reporting and certification. Design, develop, and manage project plans and delivery roadmaps in a complex dynamic environment. Effectively manage scope, schedule, resources and budget and communicate status, impediments, and risks/issues. Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks. Develop a high level of knowledge around reporting compliance, risk management, and evolving industry changes and understand the broader context of implication of reporting risks affecting the company. Partner with project stakeholders to provide strategic and tactical recommendations in support of project delivery. Interpret and communicate program and control information to various stakeholders including identified risks or issues and recommended remediation. Drive solutions to complex problems across cross-functional teams by applying sound business judgment to navigate trade-offs between competing priorities. Monitor and advise on SOX testing by auditors, risk offices and contractors. Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditors. Engage in cross functional initiatives to address emerging risks identified internally or by our regulators by leading the risk assessment and establishment of control enhancements to our ICFR framework. Assess process and technology change initiatives and collaborate with the various risk offices to ensure a well-controlled process. Manage own workload to goal oriented priorities; consistent delivery of timely, error free work. Establish a reputation for ability to deliver on commitments and support team strategic goals.

Requirements

• Bachelor's Degree or military experience
• At least 5 years of experience in SOX, audit, information technology risk management, financial reporting risk management, or a combination

Nice To Haves

• Master’s Degree in Business Administration, Accounting, or Finance
• Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) certification
• 6+ years of experience in Auditing or Control Evaluation
• 6+ years of experience in SOX controls

Responsibilities

• Lead the execution of SOC1 engagements performed by our external auditors for our global payment network business.
• Assist in guiding multiple customer stakeholders through our robust risk management framework including planning, scoping, risk assessment, control design, testing, deficiency analysis, reporting and certification.
• Design, develop, and manage project plans and delivery roadmaps in a complex dynamic environment.
• Effectively manage scope, schedule, resources and budget and communicate status, impediments, and risks/issues.
• Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks.
• Develop a high level of knowledge around reporting compliance, risk management, and evolving industry changes and understand the broader context of implication of reporting risks affecting the company.
• Partner with project stakeholders to provide strategic and tactical recommendations in support of project delivery.
• Interpret and communicate program and control information to various stakeholders including identified risks or issues and recommended remediation.
• Drive solutions to complex problems across cross-functional teams by applying sound business judgment to navigate trade-offs between competing priorities.
• Monitor and advise on SOX testing by auditors, risk offices and contractors.
• Establish and maintain good client and team relations during engagements.
• Effectively communicate information and audit progress to team, clients and auditors.
• Engage in cross functional initiatives to address emerging risks identified internally or by our regulators by leading the risk assessment and establishment of control enhancements to our ICFR framework.
• Assess process and technology change initiatives and collaborate with the various risk offices to ensure a well-controlled process.
• Manage own workload to goal oriented priorities; consistent delivery of timely, error free work.
• Establish a reputation for ability to deliver on commitments and support team strategic goals.

Benefits

• Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website.

What This Job Offers

• Job Type: Full-time
• Career Level: Manager
• Number of Employees: 5,001-10,000 employees