Manager Regulatory Remediation, Strategic Initiatives & Third Party Compliance

TD Bank

287d • $86,840 - $139,360

About The Position

At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a culture of compliance that will cascade throughout the organization. The ideal candidate will thrive in a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone with an entrepreneurial mindset—someone who can "roll up their sleeves", takes the initiative and can anticipate needs before they arise. A comfort level with ambiguity and the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most importantly, the right candidate is seeking an intellectual challenge, has a desire to learn, and is committed to building something impactful from the ground up. Specific to this role, the ideal candidate will have experience with regulation remediation addressing and resolving identified regulatory compliance issues and taking action through strategic initiatives, analyzing regulation implications, baseline and setting standards. Additionally, this role will ensure third party partners adhere to the same legal, regulatory, and ethical standards as TD Bank to mitigate risk.

Requirements

• Undergraduate degree or equivalent work experience.
• 7+ years of experience.
• Experience with regulation remediation addressing and resolving identified regulatory compliance issues.
• Experience in setting compliance standards, policies and procedures.
• Familiarity with Consent Orders and MRA's.
• Experience with audit and regulatory findings with closure.
• Compliance from a consumer banking lens preferred.

Responsibilities

• Provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs.
• Works independently and is accountable for managing a specialized Compliance function or area.
• Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates.
• Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise.
• Provides guidance and support to analysts on matters related to portfolio and specialty.
• Typically a subject matter expert for a key functional Compliance area and business.
• Contact for business management, dealing with non-routine information.
• Manages/assists with regulatory reviews including inquiries, audits, and exams.
• Identifies and leads problem resolution for project/program complex requirements related issues at all levels.

Benefits

• Base salary and variable compensation/incentive awards.
• Health and well-being benefits.
• Savings and retirement programs.
• Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO).
• Banking benefits and discounts.
• Career development opportunities.
• Reward and recognition programs.

What This Job Offers

• Job Type: Full-time
• Career Level: Manager
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree