Manager, Portfolio Compliance
About The Position
AustralianSuper is the largest superannuation fund in Australia – in the top 20 largest funds globally and top 50 asset owners globally. With more than US $230 billion in current assets under management, and a world-class investment team, AustralianSuper has the appetite and capability to directly invest in large-scale opportunities. Our New York office is made up of more than 75 colleagues and is expected to grow significantly over the next few years, so when you join, you become a key part of building our culture. Your new role Due to our significant growth, we are expanding our investment capabilities in New York, focusing on Infrastructure, Property, Private Debt and Private Equity. This is a newly created position, that is based on-site at 1251 Avenues of the Americas, with a hybrid work schedule; and will report to the Principal, Compliance and Operational Risk, who is also based in New York.
Requirements
- Experience in investment compliance monitoring (Line 1 or Line 2) within a major financial institution, ideally with exposure to funds management and capital markets.
- Experience using portfolio management and compliance monitoring systems, preferably Blackrock Aladdin.
- Experience supporting wall crossing / information barrier processes, including handling of MNPI.
- Deep knowledge of SEC market regulations and investment governance; cross-jurisdictional experience in Australia or the UK is a significant plus.
- Strong ability to exercise judgement on regulatory and compliance matters impacting investment activities.
- Ability to lead processes and influence senior stakeholders across investment and operational teams.
- Demonstrated capability to manage complex regulatory environments and support scalable compliance frameworks.
- A strong understanding of, and experience in managing, KYC and AML frameworks.
Responsibilities
- Lead portfolio compliance monitoring and reporting (pre‑ and post‑trade), leveraging compliance tools to identify, investigate and escalate issues across internally managed investment strategies.
- Oversee governance of wall crossing and information barrier processes across public and private markets, ensuring appropriate controls, documentation and MNPI handling.
- Manage mandate breaches, regulatory incidents and other compliance issues, coordinating investigation and remediation with stakeholders and escalating matters in line with governance requirements.
- Provide US‑focused regulatory compliance guidance, including assessment of investment‑related incidents for potential US regulatory implications and supporting required notifications and reporting.
- Oversee disclosure reporting, regulatory limits monitoring and AML/KYC execution, working closely with Line 1 stakeholders, Compliance teams and US investment teams.
- Operate as part of a global Portfolio Compliance team, working closely with colleagues in London and Australia to deliver portfolio compliance oversight for US investment activities and regulatory requirements.
Benefits
- We offer great benefits, including generous 401(K) matching, health insurance and promote a blended working environment in which all roles can flex, and we’re happy to discuss what this looks like for you.
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What This Job Offers
Job Type
Full-time
Career Level
Manager
Education Level
No Education Listed
Number of Employees
501-1,000 employees
