Manager of Regulatory Compliance (Caesars New Orleans)

Caesars Entertainment • New Orleans, LA

1d

About The Position

The Manager of Regulatory Compliance provides direct supervision of regulatory compliance analysts. Oversees property’s AML Program as designated BSA & OFAC Officer. Oversees compliance with Responsible Gaming Program and compliance with internal control procedures and regulatory requirements. Works closely with departments comply with the internal controls and Title 31 audits are completed on a timely basis.

Requirements

• Bachelor’s or Associate Degree in Business (or related field) preferred, or equivalent work experience.
• Knowledge of audit procedures, gaming operations, internal controls and gaming regulations preferred.
• Must be proficient with Microsoft Word, Outlook and Excel.
• Leadership and excellent communication skills a must with ability to communicate effectively at all levels of the organization.
• Knowledge and interpersonal skills required relating to upper management as well as staff and the community at large.
• An overall commitment to excellence with an attitude of independence while exerting a team effort is required.
• Proficiency at coordinating activities within and between various departments.
• Ability to handle, identify and implement solutions to complex issues and simultaneously manage several projects under frequent time pressures.
• Must be detail oriented.
• Must be able to work independently.
• Must be able to maneuver around office.
• Must have the manual dexterity and coordination to operate a PC computer and other office equipment.
• Must be self-motivated and able to handle more than one function at a time by being well organized.
• Must be proactive.
• Must present strong leadership skills and manage multiple priorities.
• Must demonstrate the ability to work closely with all levels within the organization.
• Must be able

Nice To Haves

• Proficiency in databases is preferred.

Responsibilities

• Serves as the property’s designated AML/BSA Officer for regulatory purposes. BSA and Title 31 AML duties as required related to Know Your Customer (KYC), Suspicious Activity Reporting (SAR), and Currency Transaction Reporting (CTR)
• Acts as liaison between the property and Louisiana State Police – Gaming Division Regulators, additional Regulatory Agencies, External Auditors & Corporate Internal Auditors to ensure policies and procedures are followed.
• Designs and implements effective work programs to evaluate the property’s compliance with internal control procedures and regulatory requirements.
• Ensures that required Finance regulatory submissions are completed and filed in a timely fashion.
• Establishes & maintains the necessary internal control requirements in compliance with Division regulations and company policies.
• Ensures compliance with Internal Audit and Division directives and regulations.
• Assists in the writing/creation, submission and on-going editing of Internal Control Standards.
• Performs investigations as needed for player subpoenas.
• Performs related duties as assigned.

What This Job Offers

• Job Type: Full-time
• Career Level: Manager
• Education Level: Associate degree
• Number of Employees: 5,001-10,000 employees