Manager, CUSO Financial Crimes Risk Assessment

Royal Bank of Canada • Raleigh, NC

4d • $70,000 - $130,000

About The Position

What is the opportunity? The Manager, CUSO Financial Crimes Risk Assessment, will support in the execution and ongoing maintenance of Financial Crimes (“FC”) Risk Assessments, inclusive of Anti-Money Laundering (“AML”), Sanctions, and Anti-Bribery/Anti-Corruption (“ABAC”) for covered units in the Combined U.S. Operations (“CUSO”), with a key focus on City National Bank (“CNB”) and its subsidiaries (collectively referred to as “CNB”).

Requirements

• Education Level: University degree or equivalent experience
• Experience: At least 2-4 years of risk and compliance management, and/or governance practices, including a working knowledge of financial crime related program requirements relating to BSA, OFAC and other relevant U.S. regulations
• Knowledge and experience developing, coordinating, and preparing management reporting.
• Adaptable to changing circumstances/priorities.

Nice To Haves

• Experience contributing to the implementation of financial crimes risk assessment procedures, training/communications, and internal controls.

Responsibilities

• Support the timely execution of comprehensive FC Risk Assessments for CNB
• Liaise with Enterprise Financial Crimes teams in relation to FC Risk Assessments and their outcomes
• Liaise with First and Second Lines of Defense (“1LOD/2LOD”) stakeholders at CNB to complete Risk Assessment-related tasks
• Facilitate the completion of Risk Assessment questionnaires ( i.e. , Controls Self-Assessment, Qualitative Risk, Products and Services) and related processes, as defined within the methodology
• Identify opportunities for training, communication, and procedural enhancements based upon observations or issues found within the FC Risk Assessment
• Liaise with 1LOD/2LOD teams to ensure consistency in the Risk Assessment across the CUSO
• Maintain documentation supporting the Risk Assessment process, as appropriate
• Support the Director, CUSO Financial Crimes Risk Assessment in engaging Enterprise teams in data issues related to FC Risk Assessment at CNB

Benefits

• We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper.
• We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
• A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
• Leaders who support your development through coaching and managing opportunities.
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high-performing team.
• Opportunities to do challenging work.
• Opportunities to build close relationships with clients.

What This Job Offers

• Job Type: Full-time
• Career Level: Manager
• Number of Employees: 5,001-10,000 employees