Licensed Assistant

Uhy Resource Solutions Group • Albany, NY

296d • $62,500 - $90,000

About The Position

Our Albany office is looking for a Wealth Advisory Assistant to create and maintain excellent client relationships as well as perform clerical and administrative functions to support the department.

Requirements

• Securities licenses, Series 7 and Series 66 required
• Experience with Morningstar, DST Vision, and NetXpro
• Attention to detail and willingness to learn
• Active Listening skills
• Reading Comprehension skills
• Time Management skills
• Writing skills
• Speaking skills
• Social Perceptiveness
• Computer Skills
• Teamwork skills
• Confidentiality

Responsibilities

• Handle production work specific to wealth management
• Execute trades for various platforms
• Preparation of client reports and documentation
• Process distributions
• Ensure compliance with applicable regulations
• Draft correspondence, schedule appointments, organize and maintain paper and electronic files, or provide information to callers
• Operate office equipment such as copiers, phone systems, and use computers for spreadsheet, word processing, database management, and other applications
• Answer telephones and give appropriate information to callers, or transfer calls to appropriate individuals, and manage Salesforce
• Learn to operate new office technologies as they are developed and implemented

Benefits

• Group health insurance
• Dental and vision coverage
• 401(k) retirement plans
• Generous paid time off (PTO) allowances

What This Job Offers

• Job Type: Full-time
• Industry: Professional, Scientific, and Technical Services