Liaison, Advanced Clearing and Prime Services

Wedbush Securities • Los Angeles, CA

291d • $58,000 - $76,000

About The Position

Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth. Our Advanced Clearing and Prime Services division has an immediate need for a Liaison who will be responsible for maintaining relationships between Wedbush Securities Inc. and the broker-dealer clients.

Requirements

• Bachelor's Degree from an accredited university, or equivalent work experience required
• Minimum 2+ years of brokerage and/or trading desk experience preferred
• Series 7 license preferred
• Ability to demonstrate exceptional organizational, time management, and project management abilities
• Strategic thinker with creative and effective problem solving skills
• Strong verbal and written communication skills
• Advanced skills in MS Office with the ability to build complex Excel spreadsheets and analyze data
• Basic understanding of FIX language is a plus

Responsibilities

• Cultivate and manage strong relationships with broker-dealer clients
• Oversee the seamless onboarding of new clients and accounts
• Guide clients through system configuration, documentation, and compliance processes
• Set up secure client log-in credentials and access
• Deliver comprehensive training and ongoing support to correspondent clients
• Draft, edit, and distribute memos, letters, and reports to ensure clear communication
• Answer and direct calls while serving as a reliable information resource
• Act as a proactive liaison and problem-solver for both internal and external stakeholders
• Contribute to process improvements and document internal processes and procedures
• Handle confidential and sensitive information with the utmost discretion and professionalism
• Perform other tasks and duties as required and assigned

Benefits

• Comprehensive medical, dental, and vision coverage with multiple health plan options for you and your family
• Health Savings Account with company-sponsored contributions
• Flexible Spending Accounts (FSA) traditional and dependent care
• Pre-Tax Commuter Benefits
• 401(k) plan with discretionary, competitive company matching and profit-sharing contributions
• Tuition reimbursement up to $5,250/year
• 3 weeks of Paid Time Off
• 2 weeks of Paid Sick Time (may vary by location)
• 10 Paid Holidays
• Charitable Donation Matching Contributions
• Paid Leave (Parental Bonding, Military, Jury Duty, Volunteer Time Off, Disability, etc.)
• FINRA License Sponsorship
• Travel & Employee Assistance and Employee Discount Programs

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Education Level: Bachelor's degree