Legal Counsel Investment Management
About The Position
Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst our competitors Legal Investment Management Department
Requirements
- Law Degree /Juris Doctor;
- Minimum 4-6 years legal experience working in the financial services industry either in-house at a registered Investment Advisor or within a law firm;
- Must have strong contract drafting and negotiating skills across a wide range of complex transactional agreements;
- Securities law experience; with working knowledge of the Investment Advisors Act of 1940 and the Investment Company Act of 1940;
- Familiarity with pooled investment vehicles, bankruptcy reorganization, leveraged loan documentation, trading agreements, cybersecurity and ESG investing;
- Ability to work independently in a fast-paced environment and respond proactively to business needs;
- Excellent communication and interpersonal skills, high comfort level interacting effectively with all levels of staff and management;
- Ability to work independently, multi-task and manage numerous projects simultaneously under tight deadlines;
- Team player with strong organizational and time management skills in order to prioritize complex and time sensitive projects.
Responsibilities
- Drafting, reviewing and negotiating a variety of transactional documents relating to asset management, such as investment management agreements, sub-advisory agreements, side-letters, restructuring support agreements, leveraged loan documentation, and fund documentation as well as commercial agreements (including vendor service agreements, non-disclosure agreements and research subscription agreements);
- Providing legal analysis of risks associated with the terms and conditions of such agreements;
- Assistance with ad-hoc legal projects, review of request for proposals, DDQs, Forms ADV, policies and procedures;
- Provide advice and counsel to business teams on legal matters affecting the business;
- Researching, advising and assisting in the structuring, regulatory analysis and launch of new products;
- Interpreting and assisting with the implementation of regulatory changes (both US and international) that impact asset management.
Benefits
- full range of medical, financial, and/or other benefits (including 401(k) eligibility and various paid time off benefits, such as vacation, sick time, and parental leave)
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
Ph.D. or professional degree
