Legal & Compliance Intern
About The Position
Fiducient Advisors provides tailored and personalized investment consulting services to clients such as retirement plan sponsors, endowments and foundations, private clients, and financial institutions. We operate with over 200 professionals nationwide, supporting our distinct purpose of helping clients prosper. Our 10-week Summer Intern Program is designed to provide students with a challenging and meaningful experience supporting the Fiducient Advisors Legal & Compliance team. The position involves day-to-day responsibilities and a variety of projects that will allow interns to enhance their industry knowledge. The role is in-person three days a week and remote two days per week
Requirements
- 2L Class, 2L Eve/PT, 3L Class, 3L Eve/PT, L.L.M. Student
- Strong interest in regulatory Compliance in the financial services industry
- Detail-oriented with a high level of accuracy, organizational skills, and time management
- Knowledge and experience with Microsoft Office products such as Word, PowerPoint and Excel
- Ability to achieve objectives within project timeline
- Excellent written and verbal communication skills
- Ability to work independently as well as with others in an energetic small team environment
Responsibilities
- Investment adviser regulatory compliance support
- Assist the Compliance Officer with administering the Firm’s Code of Ethics in support of the firm’s fiduciary duty of care and loyalty.
- Assist with firm risk mitigation, including the revision of Firm policies and procedures
- Support the Compliance Officer in conducting compliance testing of the firm’s policies and procedures
- Perform other compliance and legal duties as required by Compliance Officer and Chief Compliance Officer/Associate General Counsel
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What This Job Offers
Career Level
Intern
Education Level
No Education Listed
